Device to device communication method using partial device control

ABSTRACT

A device to device (D2D) communication method based on a partial device control is disclosed. According to the present invention, the D2D communication method and, particularly, to a partial device control method for D2D communication a relates to, and provides a D2D resource allocation and release method, a D2D HARQ process operating method, a link adaptation method comprising D2D link power control and adaptive modulation and coding (AMC), a D2D control information signaling method, a CSI reporting method for D2D communication, and contents of a CSI report. The present invention can enhance the advantages of and compensate for the disadvantages of both methods through the combination of a base station control a base station control type D2D communication method and a device control type D2D communication method.

TECHNICAL FIELD

The present invention relates to device-to-device (D2D) communication,and more particularly, to a D2D communication method based on partialuser equipment (UE) control.

BACKGROUND ART

Device-to-device (D2D) communication denotes a communication method inwhich two adjacent user equipments (UEs) exchange data with each otherdirectly, not through a base station. In other words, the two UEsbecome, respectively, a source and a destination of the data, to performcommunication.

As an example, D2D can be used by a local media server that provides alarge amount of data (e.g., programs of a rock concert, and informationon musicians) to participants at a rock concert, etc., or it can be usedfor the purpose of offloading for sharing a load of a base station, andso on.

Here, each UE connects to a serving cell to perform telephonecommunication, Internet access, etc., using an existing cellular link,and can directly exchange the aforementioned large amount of data withthe local media server operating as a counterpart UE of D2Dcommunication according to a D2D scheme. Meanwhile, a D2D link isestablished not only between UEs having the same cell as a serving cell,but also between UEs having different cells as serving cells.

In such direct communication between UEs, according to a D2Dcommunication method based on a cellular network, a UE wanting tocommunicate with another UE requests link configuration from a centralnode (a base station in a cellular network) taking control, and thecentral node allocates radio resources for direct communication betweenthe two UEs when the counterpart UE is close to the UE, such that directcommunication can be performed between the UEs. Here, almost alloperations of the UEs are managed by the central node, and it ispossible to reuse radio resources allocated for a cellular link oranother D2D link for D2D communication.

Existing cellular communication and the above-described D2Dcommunication each have their merits and demerits. Thus, it is expectedthat a communication scheme that combines cellular mobile communicationand the above-described D2D communication will ultimately begeneralized. However, it has not yet been determined which one of a basestation and a UE will take control of D2D communication combined with acellular network. Centralized control by a base station and distributedcontrol by a UE each have their merits and demerits.

DISCLOSURE Technical Problem

The present invention is directed to providing a device-to-device (D2D)communication scenario, a capability of a user equipment (UE) forperforming D2D communication, a frequency band according to afrequency-division duplex (FDD) or time-division duplex (TDD) scheme,and a D2D communication scheme related to use of a subframe.

The present invention is also directed to providing time and frequencysynchronization for D2D communication, a method of measuring andreporting proximity, measurement and reporting of a D2D reception (Rx)timing, and a method of transmitting and configuring a soundingreference signal (SRS) for D2D communication.

The present invention is also directed to providing a method ofswitching between a cellular link and a D2D link, and a schedulingrestriction method for supporting both links.

The present invention is also directed to providing, as a partial UEcontrol method for D2D communication, a D2D resource allocation andrelease method, an operation method of a D2D hybrid automatic repeatrequest (HARQ) process, a link adaptation method including power controland adaptive modulation and coding (AMC) of a D2D link, a method ofsignaling D2D control information, and a channel state information (CSI)reporting method and the content of a CSI report for D2D communication.

The present invention is also directed to providing a transmission (Tx)format of a control channel that is transmitted for D2D communication bya base station.

The present invention is also directed to providing a procedure ofsetting, activating, reactivating, and deactivating a D2D link as aprocedure of using a D2D link for D2D communication.

Technical Solution

One aspect of the present invention provides a device-to-device (D2D)communication method performed as an operation method of a first userequipment (UE) performing D2D communication through a D2D link in whichthe first UE and a second UE participate, the D2D communication methodincluding: detecting grant information in subframe n received from thesecond UE; and when grant information is detected, demodulating dataincluded in subframe n on the basis of the detected grant information,and transmitting positive acknowledgement/negative acknowledgement(ACK/NACK) information on whether or not demodulation of the data hassucceeded to the second UE in subframe n+k.

Here, the grant information may include at least some of the number oftransmission (Tx) layers of the D2D link, codeword-specific new dataindicators (NDIs) of the D2D link, codeword-specific redundancy versions(RVs) of the D2D link, codeword-specific modulation and coding schemes(MCSs) of the D2D link, and a power control command.

Here, the ACK information on whether or not demodulation of the data hassucceeded may be configured to also indicate success in detecting thegrant information.

Here, the D2D communication method may further include transmittingadditional ACK/NACK information on whether or not grant information hasbeen detected to the second UE in subframe n+k.

Here, the grant information may be received through a separate controlchannel region different from a D2D data channel (D2D-physical uplinkshared channel (PUSCH)) region of subframe n.

Here, the grant information may be included in a D2D data channel(D2D-PUSCH) region of subframe n together with the data and received,and received through resources in the D2D-PUSCH region other thanresources occupied by the data. At this time, the grant information maybe received using the same number of Tx layers and the same MCS as thedata in the D2D data channel (D2D-PUSCH) region of subframe n.

Here, the D2D communication method may further include, when detectionof grant information fails, demodulating the data included in subframe non the basis of previously detected grant information. At this time, theD2D communication method may further include, when detection of grantinformation fails, transmitting the ACK/NACK information on whether ornot demodulation of the data has succeeded to the second UE in subframen+k. Alternatively, the D2D communication method may further include,when detection of grant information fails, transmitting no ACK/NACKinformation on whether or not demodulation of the data has succeeded tothe second UE.

Another aspect of the present invention provides a D2D communicationmethod performed as an operation method of a first UE for measuring andreporting channel state information (CSI) on D2D communication in whichthe first UE and a second UE participate, the D2D communication methodincluding: at a request of a base station, measuring and reporting firstCSI on the whole or a part of an entire cellular band to the basestation; receiving D2D resource allocation information based on thefirst CSI from the base station; and measuring and reporting second CSIon D2D resources based on the D2D resource allocation information to thesecond UE.

Here, the first CSI may be measured on the basis of a sounding referencesignal (SRS) transmitted by the second UE, and reported to the basestation periodically or at the request of the base station.

Here, the second CSI may be measured on the basis of a demodulation RS(DM-RS) or an SRS transmitted by the second UE.

Here, when the D2D resources based on the D2D resource allocationinformation are divided into non-consecutive first and second regions,the second CSI may include a precoding matrix indicator (PMI) to beapplied to the first region and the second region in common.

Here, when the D2D resources based on the D2D resource allocationinformation are divided into non-consecutive first and second regions,the second CSI may include a PMI of the first region and a PMI of thesecond region.

Still another aspect of the present invention provides a D2Dcommunication method performed as an operation method of a UEparticipating in D2D communication, the D2D communication methodincluding: receiving D2D link configuration information for the D2Dcommunication from a base station; and receiving scheduling informationbased on the D2D link configuration information from the base station.

Here, the D2D link configuration information may be received from thebase station by radio resource control (RRC) signaling.

Here, the D2D link configuration information may include at least someof a UE identifier (ID) for a D2D link (D2D-radio network temporaryidentifier (RNTI)), a Tx link virtual cell ID, a reception (Rx) linkvirtual cell ID, an initialization value for determining a cyclic shift(CS) of a Tx link DM-RS, an initialization value for determining a CS ofan Rx link DM-RS, resource allocation information on a Tx link datachannel and control channel, and resource allocation information on anRx link data channel and control channel.

Here, the scheduling information based on the D2D link configurationinformation may be received as a physical downlink control channel(PDCCH) from the base station.

Here, the scheduling information based on the D2D link configurationinformation may include information indicating at least one ofactivation, reactivation, and deactivation of a D2D link.

Advantageous Effects

It is expected that device-to-device (D2D) communication based on acellular network in which cellular mobile communication and D2Dcommunication are combined will be generalized in the future. Using aD2D communication method based on partial UE control according to thepresent invention as described above, it is possible to efficientlyperform, in cellular-based D2D communication, time and frequencysynchronization for the D2D communication, measuring and reporting ofproximity, measuring and reporting of a D2D reception (Rx) timing,transmission (Tx) and configuration of a sounding reference signal (SRS)for the D2D communication, allocation and release of D2D resources, aD2D hybrid automatic repeat request (HARQ) process, link adaptationincluding power control and adaptive modulation and coding (AMC) of aD2D link, a method of signaling D2D control information, channel stateinformation (CSI) reporting for D2D communication, and so on.

In other words, in a communication scheme in which cellular mobilecommunication and D2D communication are combined, centralized control bya base station and distributed control by a UE are performed incombination with each other for operation of D2D communication, suchthat efficient D2D communication can be performed.

The present invention provides D2D communication methods based on acellular network optimized for a 3^(rd) Generation Partnership Project(3GPP) Long Term Evolution (LTE) system, and the technical spirit of thepresent invention can be applied to various cellular mobilecommunication systems as well as the 3GPP LTE system.

DESCRIPTION OF DRAWINGS

FIG. 1 is a conceptual diagram illustrating a sounding reference signal(SRS) grouping method in SRS transmission (Tx) for device-to-device(D2D) communication.

FIG. 2 is a conceptual diagram illustrating two types of Tx andreception (Rx) timings of a D2D link.

FIG. 3 is a table showing physical channels and signals for cellularcommunication and physical channels and signals for D2D communication.

FIG. 4 is a frame diagram illustrating a timing relationship between adownlink subframe and an uplink subframe of a user equipment (UE).

FIG. 5 is a conceptual diagram illustrating semi-persistent scheduling(SPS)-based resource allocation for D2D communication.

FIG. 6 is a conceptual diagram illustrating allocation of Tx and Rxresources for D2D communication.

FIG. 7 is a conceptual diagram of a D2D link in which UE A transmitsdata to UE B.

FIG. 8 is a conceptual diagram illustrating variable power control amongD2D power control schemes.

FIG. 9 is a conceptual diagram illustrating fixed average Rx powercontrol among D2D power control schemes.

FIG. 10 to FIG. 12 are subframe diagrams showing examples ofmultiplexing schemes of D2D control information and data.

FIG. 13 is a table illustrating a control information Tx method in asubframe in which there is no D2D-physical uplink shared channel (PUSCH)Tx.

FIG. 14 and FIG. 15 are constitution diagrams of subframes illustratingmapping of resources used to transmit respective pieces of controlinformation when the control information is inserted into a D2D-PUSCHand transmitted.

FIG. 16 is a block diagram showing a D2D-PUSCH Tx process in singlecarrier frequency division multiple access (SC-FDMA).

FIG. 17 is a diagram showing a configuration of resources when grantinformation is transmitted using a separate grant channel.

FIG. 18 is a diagram showing a configuration of resources showingpositions of control information resources in a D2D-PUSCH resource grid.

FIG. 19 shows examples of a codeword portion actually transmittedaccording to a redundancy version (RV) index in non-adaptiveretransmission.

FIG. 20 is a conceptual diagram illustrating an example of multiplexingof data and grant information.

FIG. 21 is a conceptual diagram illustrating an example of an operationprocedure of a UE for a subframe in which grant information and data aresimultaneously transmitted.

FIG. 22 is a conceptual diagram illustrating another example ofmultiplexing of data and grant information.

FIG. 23 is a conceptual diagram illustrating another example of anoperation procedure of a UE for a subframe in which grant informationand data are simultaneously transmitted.

FIG. 24 is a conceptual diagram illustrating a concept of defining andusing amounts of grant information resources as a plurality of levels.

FIG. 25 is a conceptual diagram illustrating inconsistency in uplinksubframe Tx timing between D2D communication UEs.

FIG. 26 shows slot structures of an uplink subframe.

FIG. 27 and FIG. 28 are conceptual diagrams illustrating setup of an Rxrestriction region and a Tx restriction region for an SRS.

FIG. 29 is a table illustrating a Tx/Rx restriction method according toa type of a physical channel.

FIG. 30 is a conceptual diagram showing shortened formats of a physicaluplink control channel (PUCCH) format 1/1a/1b.

FIG. 31 is a table showing a length-3 discrete Fourier transform (DFT)sequence.

FIG. 32 is a conceptual diagram showing shortened formats of PUCCHformat 2.

FIG. 33 is a block diagram illustrating a Tx process of a DFT-spread(S)-orthogonal frequency division multiplexing (OFDM) scheme.

FIG. 34 is a conceptual diagram showing shortened formats of PUCCHformat 4.

FIG. 35 is a table showing a length-4 Walsh sequence.

FIG. 36 and FIG. 37 are tables showing examples of use of Walshsequences for interference equalization.

FIG. 38 is a conceptual diagram illustrating a channel state information(CSI) report system for D2D communication.

FIG. 39 to FIG. 41 are conceptual diagrams illustrating types of D2Dresource allocation.

FIG. 42 to FIG. 44 are constitution diagrams of subframes illustratingexamples of types of D2D-PUSCH resource allocation for D2Dcommunication.

FIG. 45 is a table showing types of D2D-PUSCH resource allocationpermitted according to the number of antenna ports used for Tx.

FIG. 46 is a table showing the number of demodulation reference signal(DM-RS) ports necessary for demodulation of a D2D-PUSCH according to aTx mode set in a UE.

FIG. 47 is a table showing an example of an orthogonal cover code (OCC)sequence applied to a DM-RS.

FIG. 48 to FIG. 50 are tables showing examples of preferable assignmentof cyclic shifts (CSs) and OCCs according to the number of Tx layers.

FIG. 51 is a table showing the number of D2D-CSI RS ports necessaryaccording to a Tx mode.

FIG. 52 is a table showing a total number of RS ports (DM-RS+CSI-RS)necessary according to a Tx mode and the number of Tx layers.

FIG. 53 is a table showing resource mapping of CSI-RS ports.

FIG. 54 is a table showing slot assignment of CSI-RS ports.

FIG. 55 and FIG. 56 are tables showing meanings of values of a linkindicator field (LIF).

FIG. 57 is a table showing PDCCH formats and D2D-PUSCH Tx methods setaccording to D2D-radio network temporary identifiers (RNTIs).

FIG. 58 is a conceptual diagram illustrating a D2D link schedulingprocedure between a base station and a UE.

MODES OF THE INVENTION

While the present invention can be modified in various ways and can takeon various alternative forms, specific embodiments thereof are shown inthe drawings and described in detail below as examples.

However, there is no intent to limit the present invention to theparticular forms disclosed. On the contrary, the present invention is tocover all modifications, equivalents, and alternatives falling withinthe spirit and scope of the appended claims.

The terminology used herein to describe embodiments of the invention isnot intended to limit the scope of the invention. Singular forms includeplural forms unless the context clearly indicates otherwise. It will befurther understood that the term “comprises,” “comprising,” “includes,”or “including,” when used herein, specifies the presence of statedfeatures, numbers, steps, operations, elements, components, or groupsthereof, but do not preclude the presence or addition of one or moreother features, numbers, steps, operations, elements, components, orgroups thereof.

Unless otherwise defined, all terms including technical and scientificterms used herein are to be interpreted as is customary in the art towhich the present invention belongs. It will be further understood thatterms as those defined in a generally used dictionary are to beinterpreted as having meanings in accordance with the meanings in thecontext of the relevant art and not in an idealized or overly formalsense unless clearly so defined herein.

The term “user equipment (UE)” used herein may refer to a mobile station(MS), user terminal (UT), wireless terminal, access terminal (AT),terminal, subscriber unit, subscriber station (SS), wireless device,wireless communication device, wireless transmit/receive unit (WTRU),mobile node, mobile, or other terms. Various embodiments of a UE mayinclude a cellular phone, a smart phone having a wireless communicationfunction, a personal digital assistant (PDA) having a wirelesscommunication function, a wireless modem, a portable computer having awireless communication function, a photographing apparatus such as adigital camera having a wireless communication function, a gamingapparatus having a wireless communication function, a music storing andplaying appliance having a wireless communication function, an Internethome appliance capable of wireless Internet access and browsing, andalso portable units or UEs having a combination of such functions, butare not limited to these.

The term “base station” used herein generally denotes a fixed or movingpoint that communicates with a UE, and may be a common name for Node-B,evolved Node-B (eNode-B), base transceiver system (BTS), access point,relay, femto-cell, and so on.

Hereinafter, exemplary embodiments of the present invention will bedescribed in detail with reference to the accompanying drawings. To aidin understanding the present invention, like numbers refer to likeelements throughout the description of the drawings, and the descriptionof the same element will not be reiterated.

D2D Communication Scenario

There are three device-to-device (D2D) communication scenariosincluding 1) a scenario permitting only D2D communication between UEs inthe same cell, 2) a scenario permitting only D2D communication betweenUEs belonging to the same base station, and 3) a scenario permitting D2Dcommunication between UEs without restriction regarding cells and basestations to which they belong. The first scenario permits D2Dcommunication between UEs belonging to the same cell only, and thesecond scenario permits D2D communication between UEs belonging to cellsmanaged by the same base station only. Finally, the third scenariopermits D2D communication between UEs regardless of cells and basestations to which they belong.

According to constitutions of receivers of UEs, the UEs can beclassified into two types.

A first type of UE has one reception (Rx) radio frequency (RF) device.In a UE having one Rx RF device, Rx through a downlink frequency bandand Rx through an uplink frequency band cannot be performed at the sametime.

A second type of UE has two Rx RF devices. In a UE having two Rx RFdevices, Rx through a downlink frequency band and Rx through an uplinkfrequency band can be performed at the same time.

Meanwhile, use of a frequency band and a subframe in D2D communicationmay be classified according to a case in which an uplink frequency bandis used for D2D data communication and a case in which downlink anduplink frequency bands both are used for D2D data communication.

First, the case in which an uplink frequency band is used for D2D datacommunication will be described.

In a frequency-division duplex (FDD) cellular system, a UE uses adownlink frequency band and an uplink frequency band for cellularcommunication, and uses the uplink frequency band for D2D datacommunication. To exchange control information for D2D communication, itis possible to use the downlink frequency band and the uplink frequencyband both as needed.

In a time-division duplex (TDD) cellular system, a UE uses downlinksubframes and uplink subframes for cellular communication, and usesuplink subframes for D2D data communication. To exchange controlinformation for D2D communication, it is possible to use downlinksubframes and uplink subframes both as needed.

Next, the case in which a downlink frequency band and an uplinkfrequency band both are used for D2D data communication will bedescribed.

In an FDD cellular system, a UE uses a downlink frequency band and anuplink frequency band for cellular communication, and uses the downlinkfrequency band and the uplink frequency band both for D2D datacommunication. In a TDD cellular system, a UE uses downlink subframesand uplink subframes for cellular communication, and uses downlink anduplink subframes for D2D data communication. To exchange controlinformation for D2D communication, the uplink frequency band and thedownlink frequency band both are used.

As for a timing of D2D communication, when D2D data communication isperformed in an uplink subframe, D2D transmission (Tx) in an uplinkfrequency band may be performed according to a timing of cellular uplinkTx. When D2D data communication is performed in a downlink subframe,downlink D2D Tx may be performed according to a timing of cellulardownlink Tx.

Basic Considerations for D2D Communication

1) Use of Frequency Band and Subframe

In an FDD cellular system, a UE uses a downlink frequency band and anuplink frequency band for cellular communication, and uses the uplinkfrequency band for D2D data communication. To exchange controlinformation for D2D communication, it is possible to use the downlinkfrequency band and the uplink frequency band both as needed.

In a TDD cellular system, a UE uses downlink subframes and uplinksubframes for cellular communication, and uses uplink subframes for D2Ddata communication. To exchange control information for D2Dcommunication, it is possible to use downlink subframes and uplinksubframes both as needed.

2) Time and Frequency Synchronization

A UE detects a reference signal (RS) transmitted by a counterpart UE ofD2D communication, thereby achieving time and frequency synchronizationnecessary for D2D Rx. To this end, a base station notifies the UE of RSTx setting information on the counterpart UE of the D2D communication byradio resource control (RRC) signaling. As an RS for time and frequencysynchronization, an SRS can be used. In this case, the SRS may beperiodically transmitted using a wideband.

3) Proximity Measurement and Reporting

(a) Proximity Measurement from Uplink Subframe Signal

A UE may be configured to measure a reference signal received power(RSRP), reference signal received quality (RSRQ), etc., from an SRS of acounterpart UE, and report the measurement results at a measurementrequest of a base station. To this end, the base station may beconfigured to notify the UE of the corresponding SRS Tx settinginformation on the counterpart UE of D2D communication by RRC signaling.

(b) Proximity Measurement from Downlink Subframe Signal

To minimize a problem caused in uplink Tx due to SRS Rx, a proximitymeasurement (PM) RS for PM may be transmitted in a downlink subframe. PMis intended to check a long-term property of a channel, and even in thecase of FDD, it is possible to consider that reciprocity is establishedbetween a downlink frequency band and an uplink frequency band. Thus, adownlink RS can be used in PM. In other words, for PM, a UE transmits asignal such as a channel state information (CSI) RS through a downlink,and a counterpart UE reports a result of measuring the corresponding RSto a base station.

Tx of a PM RS through a downlink has merits of making it possible tosolve problems of rate matching, new format design, etc. caused by SRSRx through an uplink, but various problems may be caused by the Tx of aPM RS through a downlink. Typically, there may be a problem thatdownlink Rx of downlink subframes that transmit a PM RS by aPM-RS-transmitting UE is limited. Also, there may be a problem that muchinterference is superimposed on a cellular link of a neighboring cell.

4) D2D Rx Timing Measurement and Reporting

At a measurement request of a base station, a UE may measure an Rxtiming of an uplink subframe transmitted by a D2D counterpart UE andreport the measured Rx timing to the base station. A value reported tothe base station by the UE may be a difference between the Rx timing ofan uplink subframe transmitted by the D2D counterpart UE and an uplinksubframe Tx timing or a downlink subframe Rx timing of the UE.

The UE measures and reports the D2D Rx timing to the base station, andthe base station may not permit D2D communication when the Rx timingthat is the reported result does not belong to a cyclic prefix (CP), andonly permit D2D communication when the Rx timing belongs to the CP.

Alternatively, the UE may measure and report an uplink subframe Rxtiming of the D2D counterpart UE to the counterpart UE. A value reportedto the counterpart UE by the UE may be a difference between the uplinksubframe Tx timing of the UE and an uplink subframe Rx timing of the D2Dcounterpart UE.

5) SRS Tx

A base station may request a UE participating in D2D communication totransmit an SRS. To this end, the UE is notified of SRS Tx settinginformation by RRC signaling.

(a) Use of SRS

An SRS is used for synchronization of an uplink subframe time andfrequency of a UE, PM, and estimation of path loss. When the SRS is usedfor estimating path loss, a receiving UE should be notified of an SRS Txpower. The SRS can also be used for estimating CSI on a D2D link.

(b) SRS Configuration

A base station may transmit cell-specific SRS subframe configurationinformation as system information. The cell-specific SRS subframeconfiguration information may include a cell-specific SRS subframeconfiguration period and a subframe offset parameter (e.g.,srs-SubframeConfig).

For SRS Tx and Rx, the base station may deliver the following SRS Txparameters according to each UE.

-   -   Cell identifier (ID) (N_(ID) ^(cell)) or virtual cell ID used        instead of cell ID

SRS sequence group number u (TS 36.211 Sec. 5.5.1, 5.5.1.3) and SRS basesequence number v (TS 36.211 Sec. 5.5.1.4) are determined according to acell ID or a virtual cell ID.

-   -   Tx comb parameter (transmissionComb or transmissionComb-ap)    -   Start physical resource block (PRB) parameter (n_(RRC))    -   SRS continuous time parameter (duration)    -   SRS Tx period and SRS subframe offset parameter        (srs-ConfigIndex)    -   SRS Tx bandwidth (srs-Bandwidth, B_(SRS)∈{0,1,2,3})    -   SRS frequency hopping bandwidth (srs-HoppingBandwidth)    -   SRS cyclic shift (CS) (cyclicShift or cyclicShift-ap)    -   Number of antenna ports used for SRS Tx (N_(ap))

To improve SRS Rx quality between UEs in D2D communication between theD2D UEs belonging to different cells, cell-specific SRS subframes may beconfigured the same as each other, or configured such that the UEs cantransmit and receive an SRS at a position at which the SRS subframesoverlap each other.

A base station may classify use of SRSs into Tx for PM, Rx for PM, Rxfor measuring D2D link CSI, Tx for measuring D2D link CSI, measurementof CSI on a cellular link, etc., and transmit use-specific configurationinformation to a UE as needed.

When an SRS is used to measure path loss of a D2D link, the SRS shouldbe transmitted with a fixed Tx power, and a receiving UE should benotified of the Tx power value, such that the UE can estimate the pathloss.

(c) SRS Grouping Method

In an SRS grouping method, SRS Tx is not separately set according to SRSuse, but one piece of SRS configuration information is given to a UE,SRS Tx opportunities corresponding to the configuration information areclassified into a plurality of groups, and an appropriate SRS for a useis transmitted or received according to each group.

FIG. 1 is a conceptual diagram illustrating an SRS grouping method inSRS Tx for D2D communication.

Referring to FIG. 1, a UE transmits an SRS for PM and estimation of pathloss in a first group. Also, in a second group, the UE transmits an SRSfor measuring D2D link CSI. A Tx power spectral density of an SRS andthat of D2D data are kept at a fixed ratio.

In a third group, the UE receives an SRS transmitted by a counterpartD2D UE for PM and estimation of path loss. Also, in a fourth group, theUE receives an SRS transmitted by the counterpart D2D UE to measure D2Dlink CSI.

6) Understanding of D2D UE Rx Timing

A downlink follows a downlink timing of existing cellular communication.Cellular Tx and D2D Tx of an uplink subframe follows an uplink timing ofexisting cellular communication. This is intended to minimizeinterference in cellular communication. D2D Rx through an uplinkfrequency band is performed by acquiring or tracking a timing of atransmitting UE.

Tx and Rx timings of a D2D link may be classified into two types. FIG. 2is a conceptual diagram illustrating two types of Tx and Rx timings of aD2D link.

First, Type B is a general Rx timing relationship of a D2D UE in a cellhaving one Tx and Rx point, and Type A is an Rx timing relationship thatcan be established between D2D UEs in a cell having a plurality of Txand Rx points.

Assuming a line of sight (LOS) environment, a time difference ΔT_(B>A)between an uplink subframe of UE A and an uplink subframe of UE B at UEA is given by Equation 1 below.

$\begin{matrix}{{\Delta\; T_{B->A}} = {{T_{B} - T_{A}} = {{{- \frac{d_{B}}{C}} + \frac{d_{AB}}{C} - ( {- \frac{d_{A}}{C}} )} = {\frac{( {d_{A} - d_{B}} )}{C} + \frac{d_{AB}}{C}}}}} & \lbrack {{Equation}\mspace{14mu} 1} \rbrack\end{matrix}$

A time difference ΔT_(A→B) between an uplink subframe of UE B and anuplink subframe of UE A at UE B is given by Equation 2 below.

$\begin{matrix}{{\Delta\; T_{A->B}} = {{T_{A} - T_{B}} = {{\frac{1}{C}( {d_{B} - d_{A}} )} + \frac{d_{AB}}{C}}}} & \lbrack {{Equation}\mspace{14mu} 2} \rbrack\end{matrix}$

Here, C is the propagation velocity of an electromagnetic wave (3×10^(8)m/s), d_(A) is a distance between UE A and a downlink Tx point of UE A,d_(B) is a distance between UE B and a downlink Tx point of UE B, andd_(AB) is a distance between UE A and UE B.

When UEs share the same downlink Tx point (in FIG. 2, UE 3 230 and UE 4240, of which a maximum time difference can be 2R/C. R is a cellradius), ΔT_(B→A) and ΔT_(A→B) both are equal to or greater than 0. Inother words, a signal of a counterpart UE always arrives at the sametime as or later than that of a UE.

However, when UEs belong to different downlink Tx points (in FIG. 2, UE1 210 and UE 2 220, of which a maximum time difference can be 3R/Caccording to locations. R is a cell radius), there may be a case inwhich ΔT_(B→A)<0 or ΔT_(A→B)<0. In other words, a signal of acounterpart UE can arrive earlier than that of a UE.

Problem of Switching Between/Simultaneously Supporting Cellular Link andD2D Link

1) Semi-Static Mode Switching

Semi-static mode switching denotes a method of switching betweencellular communication and D2D communication of a UE by RRC signaling.Cellular communication and D2D communication are not simultaneouslyperformed.

2) Semi-Dynamic Mode Switching

Semi-dynamic mode switching denotes a method of configuring a D2Dcommunication link through RRC signaling of a base station andactivating or deactivating the D2D link through media access control(MAC) signaling (MAC control element). The D2D link is used only whileit is activated, and while the D2D link is activated, use ofcommunication through a cellular link is very limited or is not made.Through activation/deactivation, it is possible to switch betweencellular communication and D2D communication on a relatively short timescale.

3) Support for Simultaneous Cellular/D2D Using Dynamic Switching

Dynamic switching denotes a method in which cellular communication andD2D communication of a UE are simultaneously performed, and switchingbetween the two kinds of communication can be dynamically made in unitsof subframes.

FIG. 3 is a table showing physical channels and signals for cellularcommunication and physical channels and signals for D2D communication.

In the table of FIG. 3, for the convenience in distinguishing, physicalchannels used for existing cellular communication are indicated byadding “C-” in front of them, and those used for D2D communication areindicated by adding “D2D-” in front of them.

4) Problem of Simultaneously Receiving Downlink and Uplink in FDDCellular System

(a) Scheduling Limitation for UE Having One Rx RF Device

A UE having one Rx RF device cannot simultaneously perform Rx in adownlink frequency band and Rx in an uplink frequency band, which shouldbe taken into consideration.

FIG. 4 is a frame diagram illustrating a timing relationship between adownlink subframe and an uplink subframe of a UE.

Referring to FIG. 4, while a D2D UE is performing D2D Rx in uplinksubframe n, it is impossible to receive a part of downlink subframe nand a part of downlink subframe n−1. In other words, while a D2D UE isperforming D2D Rx in uplink subframe n, it is impossible to receive aregion 401.

In particular, when a UE is far away from a base station, there may be alarge timing difference ΔT between an uplink and a downlink, and it maybe impossible to receive some orthogonal frequency division multiplexing(OFDM) symbols of downlink subframe n−1.

The base station manages uplink timing advance (TA) of the UE, and thusknows a timing relationship between the downlink and the uplink. Thus,when the D2D UE performs D2D Rx in uplink subframe n, the base stationcan know OFDM symbols that cannot be received in downlink subframe n anddownlink subframe n−1.

A base station should perform limited scheduling in consideration of thefollowing:

-   -   A pageable downlink subframe configured for a UE should not        collide with D2D Rx of the UE.    -   A physical downlink control channel (PDCCH) that transmits        downlink control information (DCI) format 3/3A including a power        control command to a UE should not collide with D2D Rx of the UE    -   A PDCCH that transmits a cellular downlink or uplink grant to a        UE should not collide with D2D Rx of the UE    -   A physical hybrid automatic repeat request (HARQ) indicator        channel (PHICH) transmitted to a UE should not collide with D2D        Rx of the UE. When C-PUSCH Tx of a UE occurs in uplink subframe        n−4, a PHICH corresponding to the C-PUSCH is transmitted in        downlink subframe n. Thus, when a D2D UE performs D2D Rx in        uplink subframe n, C-PUSCH Tx should not occur in uplink        subframe n−4.

For this reason, when the number of a subframe in which D2D Rx occurs isn, a UE having one Rx RF device does not perform PDCCH monitoring ondownlink subframe n. When a base station configures a subframe in whichD2D Rx of a UE occurs such that it is possible to know the subframe inadvance, the UE does not monitor a PDCCH in the downlink subframe. Here,D2D Rx denotes a case in which the UE should perform Rx in the whole ora majority of an uplink subframe, such as D2D-PUSCH Rx and D2D-physicaluplink control channel (PUCCH) Rx, and does not include a case in whichRx is only performed in the last OFDM symbol of a subframe, such as SRSRx.

When a difference between an uplink timing and a downlink timing is verysmall and equal to or less than a CP length, and the number of asubframe in which D2D Rx occurs is n, physical downlink shared channel(PDSCH) resource element (RE) mapping of downlink subframe n−1 may notbe affected. However, due to a large difference between an uplink timingand a downlink timing, it may be impossible to receive some downlinkOFDM symbols in a section temporarily overlapping D2D Rx normally. Inthis case, when the number of a subframe in which the D2D Rx occurs isn, a part of downlink subframe n−1 can be excluded from PDSCH REmapping.

For example, when the D2D UE performs D2D Rx in uplink subframe n inFIG. 4, some OFDM symbols overlapping the D2D Rx in downlink subframen−1 can be excluded from PDSCH resource mapping. A base station cannotify the UE of such resource mapping limitation information. Since thebase station and the UE know a timing difference between an uplink and adownlink, it is also possible to set a resource mapping limitation in astandard in advance on the basis of the timing difference.

In another method, when the number of a subframe in which D2D Rx occursis n, the whole of downlink subframe n−1 can be excluded from PDSCHresource mapping. A base station can notify a UE of a subframe in whichno PDSCH is transmitted. Since the base station and the UE know a timingdifference between an uplink and a downlink, it is also possible to seta resource mapping limitation in a standard in advance on the basis ofthe timing difference.

Partial UE Control-Based D2D Communication Method

Partial UE control-based D2D communication mentioned herein denotes D2Dcommunication partially controlled by each of a base station and a UE.The base station allocates resources to be used for the D2Dcommunication to the UE. It is preferable to use a partial UEcontrol-based D2D communication method in the aforementioned semi-staticmode switching and semi-dynamic mode switching.

1) Cellular Connection State

A UE performing D2D communication maintains an RRC connected state.

From a specific downlink subframe configured for the UE by a basestation, a PDCCH (or enhanced PDCCH (EPDCCH)) delivered from the basestation should be monitored, and a PDSCH should be received according tothe content of the PDCCH.

UEs receive a TA command from the base station to maintainsynchronization with a cellular uplink. To this end, the UEsperiodically transmit RSs (SRSs or demodulation (DM)-RSs) to the basestation. D2D Tx is performed using cellular uplink resources insynchronization with the cellular uplink.

2) Acquisition of Basic Information Between UEs

UEs participating in D2D Tx and Rx should exchange system informationincluding antenna setting information, such as UE categories and thenumbers of transmitter and receiver antennas, and Tx and Rxcapabilities, such as maximum Tx and Rx transport block (TB) size. Abase station may deliver basic information on the D2D transmitting andreceiving UEs to the respective UEs.

A counterpart UE should know information such as a cell ID (or virtualcell ID) and a radio network temporary identifier (RNTI) (or virtualRNTI) that are used by a UE in a process of scrambling D2D data andcontrol information and other processes. The base station provides suchinformation to the UEs.

3) D2D Resource Allocation and Release

(a) SPS-Based Semi-Static D2D Resource Allocation

Similarly to semi-persistent scheduling (SPS) used in existing cellularcommunication, a base station can allocate D2D communication resourcesto UEs participating D2D Tx and Rx.

FIG. 5 is a conceptual diagram illustrating SPS-based resourceallocation for D2D communication.

Referring to FIG. 5, Tx resources 501 and 502 for a D2D link from UE Ato UE B may be allocated at SPS subframe intervals 503, and Tx resources504 and 505 for a D2D link from UE B to UE A may be likewise allocatedat predetermined SPS subframe intervals.

A base station performs activation, reactivation, and deactivation ofresources using a PDCCH or an EPDCCH. Resource allocation for D2D-PUSCHTx of a UE and resource allocation for D2D-PUSCH Rx may be performedseparately or simultaneously.

(b) Resource Allocation in Units of HARQ Processes

A base station may allocate D2D communication resources in units of HARQprocesses. One HARQ process used for D2D communication consists of allor some of subframes belonging to a HARQ process of a cellular uplinkunit. A D2D HARQ uses synchronous HARQ, and at this time, a round triptime (RTT) of the D2D HARQ process may be set to 8×n (n is a positiveinteger) msec.

(c) D2D Resource Release Request by UE

A D2D transmitting or receiving UE may request D2D resource release froma base station.

(d) D2D Resource Release Request by Base Station

A base station may request release of D2D resource allocation from bothor one of D2D transmitting and receiving UEs, or notify both or one ofD2D transmitting and receiving UEs of D2D resource release.

4) D2D HARQ Process

(a) Basic Tx Resource Structure and Signaling

FIG. 6 is a conceptual diagram illustrating allocation of Tx and Rxresources for D2D communication.

Referring to FIG. 6, a base station may set D2D communication Rxresources and Tx resources for each of two UEs performing D2Dcommunication.

For example, Tx resources 601, 602 and 603 of UE B become Rx resources604, 605 and 606 of UE A, and Tx resources 607 and 608 of UE A become Rxresources 609 and 610 of UE B. Here, subframes to which D2D Tx resourcesof each UE are allocated and subframes to which D2D Rx resources areallocated may have predetermined periods.

To transmit D2D data and control information to a counterpart UE, a UEalways uses subframes in which allocated D2D Tx resources arepositioned. However, an SRS transmitted in the last OFDM symbol of asubframe may be transmitted in a subframe separately set by a basestation.

When a UE receives data in subframe n, the UE transmits D2D-HARQpositive acknowledgement (ACK) information (ACK or negativeacknowledgement (NACK)) on data received in subframe n+k (k is apositive integer) to a counterpart UE. Here, subframe n+k may be asubframe to which Tx resources are allocated.

In the case of a Tx resource structure and signaling of one-waycommunication, a base station may set D2D communication Rx resources andTx resources for each of two UEs performing D2D communication. Atransmitting UE is notified of resources used for D2D data Tx and aD2D-HARQ ACK Rx subframe. A receiving UE is notified of resources usedfor D2D data Rx and a D2D-HARQ ACK Tx subframe.

In the case of a Tx resource structure and signaling of two-waycommunication, a base station may set D2D communication Rx resources andTx resources for each of two UEs performing D2D communication. Each UEis notified of resources used for data Tx and a D2D-HARQ ACK Rx subframefor the corresponding Tx. Each UE is allocated resources used for dataRx and D2D-HARQ ACK Tx resources.

When a subframe transmitting a D2D HARQ-ACK accords with a subframe towhich D2D data Tx resources are allocated, a UE may transmit a D2DHARQ-ACK and D2D data together in a subframe having resources allocatedfor data Tx.

(b) Adaptive Tx

Meanwhile, in the case of adaptive Tx, a UE transmitting data transmitsgrant or assignment information together with the data. In the case ofnon-adaptive HARQ retransmission, a UE transmitting data retransmits apart of grant information only.

5) Summary of D2D Link Adaptation

(a) Comparison of Merits and Demerits of Link Adaptation MethodsAccording to Control Subjects

According to control subjects, link adaptation methods can be classifiedinto transmitting UE control, receiving UE control, and base stationcontrol.

FIG. 7 is a conceptual diagram of a D2D link in which UE A transmitsdata to UE B.

Link adaptation methods classified according to control subjects will bedescribed below.

a-1) Base Station Control

Receiving UE B acquires CSI rank indicator (RI)/precoding matrixindicator (PMI)/channel quality information (CQI) about a A-to-B D2Dlink from an RS (e.g., SRS or DM RS) transmitted by transmitting UE A,and then transmits estimated CSI to a base station, and the base stationdetermines and includes precoding, a modulation and coding scheme (MCS),power control, etc., in a D2D grant, and requests transmitting UE A touse the determined precoding, MCS, power control, etc., for Tx. Basestation control has a merit in that resources can be relativelyefficiently used by base station control, and a demerit in that overheadof control signaling is very large (i.e., a grant/assignment, a CSIreport, a power headroom report (PHR), a buffer status report (BSR),etc. are necessary). This is because control signaling has no benefitfor D2D communication at all.

a-2) Receiving UE Control

Receiving UE B acquires CSI on the A-to-B D2D link from an RStransmitted by transmitting UE A, determines precoding, an MCS, powercontrol, etc., on the basis of the acquired CSI, includes the determinedprecoding, MCS, power control, etc., in a grant transmitted to UE A, andrequests UE A to use the determined precoding, MCS, power control, etc.,for Tx. Receiving UE control has merits in that no CSI report isnecessary (i.e., CSI is acquired by receiving an SRS), and efficientlink adaptation is possible. On the other hand, receiving UE control hasa demerit in that a D2D grant channel is necessary, and a transmittingUE BSR and PHR are necessary.

a-3) Control by Transmitting UE Receiving Report of Receiving UE

Receiving UE B acquires CSI on the A-to-B D2D link from an RStransmitted by transmitting UE A, and reports the CSI to thetransmitting UE. Transmitting UE A determines precoding, an MCS, powercontrol, etc., and includes the determined precoding, MCS, powercontrol, etc. in a grant transmitted to UE B. Transmitting UE controlhas merits in that no D2D grant channel is necessary, and no BSR and PHRare necessary, and has a demerit in that a D2D CSI report is necessary.

a-4) Control by Transmitting UE Receiving Simple Report of Receiving UE

Transmitting UE A may acquire CSI on the A-to-B D2D link from an RStransmitted by receiving UE B and a “no PMI reporting” report (will bedescribed later) of UE B, and determines precoding, an MCS, powercontrol, etc., used for Tx, on the basis of the acquired CSI. Meanwhile,this method uses channel reciprocity and thus can be used when there isno Tx-Rx path mismatch. Since the transmitting UE cannot knowinterference with the receiving UE, and an algorithm and performance ofa receiver, the transmitting UE needs a report.

This method has merits in that overhead of a CSI report is relativelysmall, no D2D grant channel is necessary, and no BSR and PHR arenecessary.

This method can be used for single-antenna port Tx. However, it may benecessary to check whether there is a problem of disagreement betweenthe number of transmitting antennas and the number of receivingantennas, and according to implementation, an SRS may not be transmittedto all the receiving antennas.

Meanwhile, when this method is applied to multi-antenna port Tx, theproblem of a UE Tx/Rx path mismatch may occur. Thus, it is necessary toexamine the validity of whether Tx-Rx channel reciprocity can be applieddue to the issue of UE calibration.

Consequently, in the case of single-antenna port Tx, control by atransmitting UE receiving a simple report of a receiving UE (a-4 method)is preferable, and in the case of multi-antenna port Tx, control by atransmitting UE receiving a report of a receiving UE (a-3 method; on theassumption that Tx/Rx channel reciprocity cannot be applied) ispreferable. However, according to a configuration environment and anapplication example, implementation may vary from the description below.

6) Details of D2D Link Adaptation

(a) Power Control Framework

In power control of a D2D link, a base station may be configured to setlarge-scale power control parameters for a UE, and the UE may beconfigured to perform small-scale power control within the set parameterranges.

(b) Comparison Between D2D Power Control Methods

Link adaptation according to power control will be described in order ofa data channel and a control channel.

b-1) Power Control and Link Adaptation of Data Channel

In semi-static power control, a Tx power is almost fixed, and atransmitting UE performs link adaptation according to CSI on a receivingUE. For accurate CSI estimation, the receiving UE should be notified ofa power ratio of an RS to a data RE, and a PM RS having a fixed Tx powermay be used for CSI estimation.

FIG. 8 is a conceptual diagram illustrating variable power control amongD2D power control schemes.

First, variable power control in which a receiving UE requests atransmitting UE to adjust power of the transmitting UE will bedescribed. In this method, for accurate CSI estimation, the transmittingUE should be notified of a power ratio of an RS to a data RE, and adata-to-SRS power ratio/offset should be set in advance, such that thetransmitting UE can perform Tx according to the power ratio/offset. Thismethod may need a separate grant channel/power control command controlchannel (e.g., a PDCCH/EPDCCH of cellular communication). In addition, aPHR of the transmitting UE may need to be transmitted to the receivingUE.

Next, variable power control in which a transmitting UE autonomouslyadjusts an MCS and power with reference to a CSI report of a receivingUE will be described. In this method, the receiving UE can estimate CSIfrom an RS (SRS or DM-RS). To this end, the receiving UE should benotified of a power ratio/offset of an RS and a data RE.

Since it is necessary to change a Tx power due to an MCS change, a linkquality change, etc., it is preferable for the transmitting UE toestimate CSI using an SRS whose Tx power is changed in connection withthe Tx power of a data channel, unlike a PM RS having a fixed Tx power.

A power ratio/offset of a data RE and an SRS RE should be set inadvance, and the receiving UE should be notified of the powerratio/offset. On the condition of a fixed power ratio/offset, thetransmitting UE can adjust an SRS Tx power to cause a CSI report of thereceiving UE to reflect a change in a data Tx rate, and adjust a powerand an MCS somewhat from an ACK/NACK response of the receiving UE. Here,the receiving UE may notify the transmitting UE of a lack or surplus ofpower, but the notification may be inappropriate due to signalingoverhead. In the case of non-adaptive Tx (resources for use and an MCSare fixed), link adaptation is performed by power control alone, andneither a separate grant channel/power control command control channelnor a PHR is necessary.

In the case of a data channel, even when a semi-static power is used ina cellular downlink, an MCS and a data Tx rate can be changed byadjusting the amount of allocated resources, but this is impossible inUE-control D2D.

Thus, in consideration of power consumption of a UE and efficient linkadaptation, it is preferable to manage a data channel using a variablepower. In the case of a data channel, a UE having the initiative inpower control should be determined. In point-to-point (P-to-P) Tx, theinitiative can be taken by either one of the UEs, but inpoint-to-multipoint (P-to-M) Tx, it is preferable for a transmitting UEto control power in consideration of CSI on receiving UEs. For thisreason, in consideration of implementation and complexity of a standard,it is preferable for a transmitting UE to control power of a datachannel.

b-2) Control Channel

Since there may be no separate CSI report on a control channel and is noHARQ, successful Rx should be ensured with one Tx. It is preferable fora UE receiving a control channel to directly request power control froma UE transmitting the control channel. Here, the transmitting UEincludes a power control command for the control channel in grantinformation, and can change an MCS of grant information according towhether or not discontinuous Tx (DTX; failure to detect grantinformation) occurs. When there is no grant, a separate power controlcommand control channel may be necessary, but is not essential.

(c) Power Control and AMC of D2D Data Channel

c-1) Fixed Modulation Order-Adaptive Tx

In fixed modulation order-adaptive Tx, a modulation order of D2D data isfixed at one of quadrature phase shift keying (QPSK), 16 quadratureamplitude modulation (QAM), 64 QAM, etc., in advance. Link adaptation isperformed through resource allocation, a change in the size of a TB, anda change in a Tx power.

In this case, a UE transmitting data notifies a counterpart receiving UEof only the size of a TB among pieces of MCS information, through grantinformation.

A base station may determine a modulation order on the basis of aquality report on a D2D link of the receiving D2D UE, and notify thetransmitting and receiving UEs of the determined modulation order.

c-2) Autonomous Power Control within Maximum Permissible Power

In autonomous power control within a maximum permissible power, atransmitting UE autonomously determines and uses a Tx power within amaximum permissible power. This method has a merit in that adaptive Txcan be relatively more free, and a demerit in that efficiency ininterference control may deteriorate because a UE changes a Tx power infreedom.

c-3) Fixed Average Rx Power Control

A base station may make determinations on items below in considerationof situations of transmitting and receiving UEs, and notify thecorresponding UE of the determinations.

-   -   D2D resource allocation    -   Average required Rx power P₀ in which an average Tx rate is        taken into consideration. Here, the average required Rx power P₀        can be determined through consultation among the base station        and the transmitting and receiving UEs.    -   Setup of a maximum available Tx power P_(D2D-MAX) that can be        used by the transmitting UE    -   An SRS-to-PUSCH power ratio/offset. This value may be determined        by a D2D data-receiving or -transmitting UE.

FIG. 9 is a conceptual diagram illustrating fixed average Rx powercontrol among D2D power control schemes.

Meanwhile, a receiving UE may be configured to periodically report CSIcorresponding to a current Rx power to a transmitting UE, and thetransmitting UE may control D2D-SRS and D2D-PUSCH Tx power according toP₀ and a power ratio/offset, and perform link adaptation according toshort-term channel switching on the basis of the CSI reported by thereceiving UE. Here, the transmitting UE may be configured to controlpower within a limited range.

(d) Details of D2D Power Control

d-1) Estimation of Path Loss of D2D Link

For open-loop power control, a UE may need to estimate path loss of aD2D link. The UE may measure an RSRP from an RS of a counterpart UE, andcompare an RS Tx power value that has been transmitted from a basestation to the UE itself in advance with a received power value, therebycalculating path loss of a D2D link. An RS used for PM may be used forestimation of path loss.

When the UE calculates a downlink path loss, a D2D link path lossPL_(D2D,C) is given by Equation 3 below.PL _(D2D,C)=referenceSignalPower−higher layer filtered RSRP(dB)  [Equation 3]

Here, an RS energy per RE (EPRE) value is used as referenceSignalPower,and RSRP measurement is performed on the same RS.

d-2) Power Control by Base Station

When a base station performs power control, the power control may beperformed as described below according to channels and signals.

(In Case of D2D-PUSCH)

First, when a UE only transmits a D2D-PUSCH without transmitting aD2D-PUCCH in serving cell c, a Tx power P_(D2D-PUSCH,c)(i) of theD2D-PUSCH in subframe i of serving cell c is determined using Equation 4below.

$\begin{matrix}{{{P_{{{D\; 2D} - {PUSCH}},c}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}} \\{{10{\log_{10}( {M_{{{D\; 2D} - {PUSCH}},c}(i)} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {{PL}_{{D\; 2D},c}(i)} \cdot {PL}_{{D\; 2D},c}} + {\Delta_{{TF},c}(i)} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}}\mspace{14mu}} & \lbrack {{Equation}\mspace{14mu} 4} \rbrack\end{matrix}$

M_(D2D-PUSCH,c)(i) is the number of RBs indicating a bandwidth ofD2D-PUSCH resources allocated to subframe i of serving cell c.

P_(O) _(_) _(D2D-PUSCH,c)(j) is given as the sum of P_(O) _(_)_(NOMINAL) _(_) _(D2D-PUSCH,c)(j) and P_(O) _(_) _(UE) _(_)_(D2D-PUSCH,c)(j) (j=0, 1, and 2). Each value is given to the UE by thebase station.

PL_(D2D,c) is an estimated path loss of a D2D link, which is obtained bythe UE through measurement of an RS of a counterpart UE.

A value of α_(D2D,c)(j) is given to the UE by the base station when j=0or 1. Here, α_(D2D,c)(2)=1.

Δ_(TF,c)(i) is set to 0 when it is not used according to a determinationof the base station, and is a value determined according to a data Txformat when it is used.

f_(D2D,c)(i) is determined by a power control command delivered to theUE by the base station.

Next, when the UE simultaneously transmits a D2D-PUCCH and a D2D-PUSCHin serving cell c, a Tx power P_(D2D-PUSCH,c)(i) of the D2D-PUSCH insubframe i of serving cell c may be determined using Equation 5 below.

$\begin{matrix}{{P_{{{D\; 2D} - {PUSCH}},c}(i)} = {\min\begin{Bmatrix}{{10{\log_{10}( {{{\hat{P}}_{{{D\; 2D} - {Cmax}},c}(i)} - {{\hat{P}}_{{D\; 2D} - {PUCCH}}(i)}} )}}\mspace{515mu}} \\{{10{\log_{10}( {M_{{{D\; 2D} - {PUSCH}},c}(j)} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {\Delta_{{TF},c}(i)} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 5} \rbrack\end{matrix}$

Here, {circumflex over (P)}_(D2D-CMAX,c)(i) is a linear value ofP_(D2D-PUCCH)(i).

When the UE transmits no D2D-PUSCH in serving cell c, for accumulativeapplication of a transmit power control (TPC) command received in a DCIformat, it is assumed that the D2D-PUSCH Tx power of the UE in subframei of serving cell c is calculated using Equation 6 below.P _(D2D-PUSCH,c)(i)=min{P _(D2D-CMAX,c)(i),P _(O) _(_)_(D2D-PUSCH,c)(1)+α_(D2D,c)(1)·PL _(D2D,c) +f _(D2D,c)(i)}  [Equation 6]

P_(D2D-CMAX,c)(i) is determined by the UE with a back-off provided notto exceed a maximum Tx power value P_(D2D-MAX) set by the base station,or determined by the UE itself in consideration of a maximum allowableTx power value of the UE.

(In Case of D2D-PUCCH)

In subframe i of serving cell c, a Tx power P_(D2D-PUCCH,c)(i) of aD2D-PUCCH may be determined using Equation 7 below.

$\begin{matrix}{{P_{{D\; 2D} - {PUCCH}}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}\mspace{776mu}} \\{P_{{O_{—}D\; 2D} - {PUCCH}} + {PL}_{{D\; 2D},c} + {h( {n_{CQI},n_{HARQ},n_{SR}} )} + {\Delta_{F_{—}{PUCCH}}(F)} + {\Delta_{TxD}( F^{\prime} )} + {g_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 7} \rbrack\end{matrix}$

P₀ _(_) _(D2D-PUCCH,c) is given as the sum of P_(O) _(_) _(NOMINAL) _(_)_(D2D-PUCCH,c) and P_(O) _(_) _(UE) _(_) _(D2D-PUCCH,c). Each value isgiven to the UE by the base station.

Δ_(F) _(_) _(PUCCH)(F) is 0 when D2D-PUCCH Tx is not configured to usetwo antenna ports, and is a value delivered from the base station to theUE when the D2D-PUCCH Tx is configured to use two antenna ports.

h(n_(CQI),n_(HARQ),n_(SR)) is a value determined according to aD2D-PUCCH format.

g_(D2D,c)(i) is determined by a power control command delivered to theUE by the base station.

When the UE transmits no D2D-PUCCH in serving cell c, for accumulativeapplication of a TPC command received in DCI format 3/3A, it is assumedthat the D2D-PUCCH Tx power P_(D2D-PUSCH,c)(i) of the UE in subframe iof serving cell c is calculated using Equation 8 below.P _(D2D-PUCCH)(i)=min{P _(D2D-CMAX,c)(i),P ₀ _(_) _(D2D-PUCCH) +PL_(D2D,c) +g _(D2D,c)(i)} [dBm]  [Equation 8]

(In Case of D2D-SRS)

Here, a D2D-SRS denotes an RS that is used for a receiving UE toestimate CSI on a D2D link. In the case of a D2D-SRS, a Tx powerP_(D2D-SRS,c)(i) in subframe i of serving cell c is determined usingEquation 9 below.

$\begin{matrix}{{P_{{{D\; 2D} - {SRS}},c}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}\mspace{821mu}} \\{{P_{{{SRS}_{—}{OFFSET}},c}(m)} + {10{\log_{10}( M_{{{D\; 2D} - {SRS}},c} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 9} \rbrack\end{matrix}$

P_(SRS) _(_) _(OFFSET,c)(m) is determined by the base station andtransmitted to a D2D-SRS-transmitting UE, and the base station shouldalso notify a D2D-SRS-receiving UE of P_(SRS) _(_) _(OFFSET,c)(m) suchthat the D2D-SRS-receiving UE can estimate CSI on a D2D link. SinceP_(D2D-SRS,c)(i) always has a difference of P_(SRS) _(_) _(OFFSET,c)(m)compared to P_(D2D-PUSCH,c)(i), the D2D-SRS-receiving UE can estimate apower of data resources in consideration of P_(SRS) _(_) _(OFFSET,c)(m),after estimating a channel using a D2D-SRS, and thus can calculate CSIon the data resources.

d-3) Partial Power Control by UE

Partial power control methods by a UE may be classified into a method ofmaintaining a fixed average Rx power and a method of autonomouslycontrolling power within a maximum permissible power.

First, as the method of maintaining a fixed average Rx power, a channel-and signal-specific power control method will be described.

(In Case of D2D-PUSCH)

First, when only a D2D-PUSCH is transmitted, a D2D-PUSCH Tx powerP_(D2D-PUSCH,c)(i) in subframe i of serving cell c of the UE may bedetermined using Equation 10 below.

$\begin{matrix}{{P_{{{D\; 2D} - {PUSCH}},c}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}\mspace{670mu}} \\{{10{\log_{10}( {M_{{{D\; 2D} - {PUSCH}},c}(i)} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 10} \rbrack\end{matrix}$

M_(D2D-PUSCH,c)(i) is the number of RBs indicating a bandwidth ofD2D-PUSCH resources allocated to subframe i of serving cell c.

PL_(D2D,c) is an estimated path loss of a D2D link, which is obtained bythe UE through measurement of an RS of a counterpart UE.

P_(O) _(_) _(D2D-PUSCH,c)(j) is set for the UE by a base station (or thereceiving UE). P_(D2D-CMAX,c)(i) is determined by the UE with a back-offprovided not to exceed a maximum Tx power value P_(D2D-MAX) set by thebase station. f_(D2D,c)(i) is set as f_(D2D,c)(i)=0 according to thefixed average Rx power maintenance method, or has a limited range thathas been determined in advance or is determined by setting of the basestation according to a method in which a transmitting UE autonomouslymakes a determination.

α_(D2D,c)(j) may be set to i, or set to another value by the basestation.

Next, when a D2D-PUSCH and a D2D-PUCCH are simultaneously transmitted, aD2D-PUSCH Tx power P_(D2D-PUCCH)(i) in subframe i of serving cell c of aUE may be determined using Equation 11 below.

$\begin{matrix}{{P_{{{D\; 2D} - {PUSCH}},c}(i)} = {\min\begin{Bmatrix}{{10{\log_{10}( {{{\hat{P}}_{{{D\; 2D} - {CMAX}},c}(j)} - {{\hat{P}}_{{D\; 2D} - {PUCCH}}(j)}} )}}\mspace{385mu}} \\{{10{\log_{10}( {M_{{{D\; 2D} - {PUSCH}},c}(j)} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 11} \rbrack\end{matrix}$

In the above equation, {circumflex over (P)}_(D2D-CMAX,c)(i) is a linearvalue of P_(D2D-PUCCH)(i).

(In Case of D2D-PUCCH)

In a method in which a transmitting UE performs power control, aD2D-PUCCH Tx power P_(D2D-PUCCH)(i) in a subframe i of serving cell c ofthe UE may be determined using Equation 12 below.

$\begin{matrix}{{P_{{D\; 2D} - {PUCCH}}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(j)}\mspace{830mu}} \\{P_{{O_{—}D\; 2D} - {PUCCH}} + {PL}_{{D\; 2D},c} + {h( {n_{CQI},n_{HARQ},n_{SR}} )} + {\Delta_{{F_{—}D\; 2D} - {PUCCH}}(F)} + {\Delta_{T \times D}( F^{\prime} )} + {g_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 12} \rbrack\end{matrix}$

Here, P₀ _(_) _(D2D-PUCCH) is set by the base station or a D2D-PUCCHreceiving UE.

P₀ _(_) _(D2D-PUCCH) is given as the sum of P_(O) _(_) _(NOMINAL) _(_)_(D2D-PUCCH,c) and P_(O) _(_) _(UE) _(_) _(D2D-PUCCH,c). Each value isset by the base station or the D2D-PUCCH receiving UE.

Δ_(T×D)(F′) is 0 when D2D-PUCCH Tx is not configured to use two antennaports, and is a value transmitted from the base station to the UE whenthe D2D-PUCCH Tx is configured to use two antenna ports.

h(n_(CQI),n_(HARQ),n_(SR)) is a value determined according to aD2D-PUCCH format.

g_(D2D,c)(i) is determined by a power control command from thecounterpart UE. In the case of a D2D-PUCCH, a power control command isreceived from a counterpart UE receiving the D2D-PUCCH to determine a Txpower. When the UE is configured not to receive a power control commandfrom the receiving UE, g_(D2D,c)(i)=0.

(In Case of D2D-SRS)

Here, a D2D-SRS denotes an RS that is used for a receiving UE toestimate CSI on a D2D link. In the case of a D2D-SRS, a Tx powerP_(D2D-SRS,c)(i) in subframe i of serving cell c may be determined usingEquation 13 below.

$\begin{matrix}{{P_{{{D\; 2D} - {SRS}},c}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}\mspace{835mu}} \\{{P_{{{SRS}_{—}{OFFSET}},c}(m)} + {10{\log_{10}( M_{{{D\; 2D} - {SRS}},c} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 13} \rbrack\end{matrix}$

Here, M_(D2D-SRS,c) is the number of RBs indicating a bandwidth ofD2D-SRS resources allocated to subframe i of serving cell c.

f_(D2D,c)(i) is set to 0 in the fixed average Rx power maintenancemethod, or has a limited range that has been determined in advance or isdetermined by setting of a base station.

P_(SRS) _(_) _(OFFSET,c)(m) is determined by the base station andtransmitted to a D2D-SRS-transmitting UE, and the base station shouldalso notify a D2D-SRS-receiving UE of P_(SRS) _(_) _(OFFSET,c)(m) suchthat the D2D-SRS-receiving UE can estimate CSI on a D2D link. SinceP_(D2D) _(_) _(SRS,c)(i) always has a difference of P_(SRS) _(_)_(OFFSET,c)(m) compared to P_(D2D) _(_) _(PUSCH,c)(i), theD2D-SRS-receiving UE can estimate a power of data resources inconsideration of P_(SRS) _(_) _(OFFSET,c)(m) after estimating a channelusing a D2D-SRS, and thus can calculate CSI on the data resources.

Next, the method of autonomously controlling power within a maximumpermissible power will be described according to channels and signals.

(In Case of D2D-PUSCH)

When only a D2D-PUSCH is transmitted in the method in which atransmitting UE performs power control, a D2D-PUSCH Tx power P_(D2D)_(_) _(PUSCH,c)(i) in subframe i of serving cell c of the UE isdetermined using Equation 14 below.

$\begin{matrix}{{{P_{{{D\; 2D} - {PUSCH}},c}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}\mspace{439mu}} \\{{10{\log_{10}( {M_{{{D\; 2D} - {PUSCH}},c}(i)} )}} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}}\mspace{14mu}} & \lbrack {{Equation}\mspace{14mu} 14} \rbrack\end{matrix}$

M_(D2D) _(_) _(PUSCH,c)(i) is the number of RBs indicating a bandwidthof D2D-PUSCH resources allocated to subframe i of serving cell c.

PL_(D2D) is an estimated path loss of a D2D link, which is obtained bythe UE through measurement of an RS of a counterpart UE.

P_(O) _(_) _(D2D) _(_) _(PUSCH,c)(j) is set for the UE by a base station(or a receiving UE). P_(D2D) _(_) _(CMAX,c)(i) is determined by the UEwith a back-off provided not to exceed a maximum Tx power valueP_(D2D-MAX) set by the base station.

α_(D2D,c)(j) may be set to 1, or set to another value by the basestation.

f_(D2D,c)(i) is autonomously set by the transmitting UE in autonomouspower control.

When a D2D-PUSCH and a D2D-PUCCH are simultaneously transmitted in themethod in which a transmitting UE performs power control, a D2D-PUSCH Txpower P_(D2D) _(_) _(PUCCH)(i) in subframe i of serving cell c of the UEmay be determined using Equation 15 below.

$\begin{matrix}{{{P_{{{D\; 2D} - {PUSCH}},c}(i)} = {\min\begin{Bmatrix}{{10{\log_{10}( {{{\hat{P}}_{{{D\; 2D} - {CMAX}},c}(i)} - {{\hat{P}}_{{D\; 2D} - {PUCCH}}(i)}} )}}\mspace{166mu}} \\{{10{\log_{10}( {M_{{{D\; 2D} - {PUSCH}},c}(i)} )}} + {{\alpha_{{D\; 2D},{cx}}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}}\mspace{14mu}} & \lbrack {{Equation}\mspace{14mu} 15} \rbrack\end{matrix}$

In the above equation, {circumflex over (P)}_(D2D-CMAX,c)(i) is a linearvalue of P_(D2D-PUCCH)(i).

(In Case of D2D-PUCCH)

In the method in which a transmitting UE performs power control, aD2D-PUCCH Tx power P_(D2D-PUCCH)(i) in subframe i of serving cell c ofthe UE may be determined using Equation 16 below.

$\begin{matrix}{{P_{{D\; 2D} - {PUCCH}}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAC}},x}(i)}\mspace{830mu}} \\{P_{{O_{—}D\; 2D} - {PUCCH}} + {PL}_{{D\; 2D},c} + {h( {n_{CQI},n_{HARQ},n_{SR}} )} + {\Delta_{{F_{—}D\; 2D} - {PUCCH}}(F)} + {\Delta_{T \times D}( F^{\prime} )} + {g_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 16} \rbrack\end{matrix}$

Here, P₀ _(_) _(D2D-PUCCH) is set by a base station or a D2D-PUCCHreceiving UE.

P₀ _(_) _(D2D-PUCCH) is given as the sum of P_(O) _(_) _(NOMINAL) _(_)_(D2D-PUCCH,c) and P_(O) _(_) _(UE) _(_) _(D2D-PUCCH,c). Each value isset by the base station or the D2D-PUCCH receiving UE.

Δ_(T×D)(F′) is 0 when D2D-PUCCH Tx is not configured to use two antennaports, and is a value transmitted from the base station to the UE whenthe D2D-PUCCH Tx is configured to use two antenna ports.

h(n_(CQI),n_(HARQ),n_(SR)) is a value determined according to aD2D-PUCCH format.

g_(D2D,c)(i) is determined by a power control command from thecounterpart UE. In the case of a D2D-PUCCH, a power control command isreceived from a counterpart UE receiving the D2D-PUCCH to determine a Txpower. When the UE is configured not to receive a power control commandfrom the receiving UE, g_(D2D,c)(i)=0.

(In Case of D2D-SRS)

Here, a D2D-SRS denotes an RS that is used for a receiving UE toestimate CSI on a D2D link. In the case of a D2D-SRS, a Tx powerP_(D2D-SRS,c)(i) in subframe i of serving cell c may be determined usingEquation 17 below.

$\begin{matrix}{{P_{{{D\; 2D} - {SRS}},c}(i)} = {\min\begin{Bmatrix}{{P_{{{D\; 2D} - {CMAX}},c}(i)}\mspace{830mu}} \\{{P_{{{SRS}_{—}{OFFSET}},c}(m)} + {10{\log_{10}( M_{{{D\; 2D} - {SRS}},c} )}} + {P_{{{O_{—}D\; 2D} - {PUSCH}},c}(j)} + {{\alpha_{{D\; 2D},c}(j)} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}}\end{Bmatrix}}} & \lbrack {{Equation}\mspace{14mu} 17} \rbrack\end{matrix}$

Here, M_(D2D-SRS,c) is the number of RBs indicating a bandwidth ofD2D-SRS resources allocated to subframe i of serving cell c.

f_(D2D,c)(i) is autonomously set by a transmitting UE in autonomouspower control, but should be the same value as in the D2D-PUSCH Tx powerequation.

P_(SRS) _(_) _(OFFSET,c)(m) is determined by a base station andtransmitted to a D2D-SRS-transmitting UE, and the base station shouldalso notify a D2D-SRS-receiving UE of P_(SRS) _(_) _(OFFSET,c)(m) suchthat the D2D-SRS-receiving UE can estimate CSI on a D2D link. SinceP_(D2D-SRS,c)(i) always has a difference of P_(SRS) _(_) _(OFFSET,c)(m)compared to P_(D2D-PUSCH,c)(i), the D2D-SRS-receiving UE can estimate apower of data resources in consideration of P_(SRS) _(_) _(OFFSET,c)(m)after estimating a channel using a D2D-SRS, and thus can calculate CSIon the data resources.

(e) Power Headroom Report (PHR)

When a receiving UE performs power control and controls link adaptation,a transmitting UE transmits a PHR to the receiving UE. For the PHR, onlya D2D link should be taken into consideration, and a maximum powershould be determined on the basis of a value set by a base station.Meanwhile, when the transmitting UE performs power control of a datachannel, a PHR on the receiving UE may be unnecessary.

(f) Buffer Status Report (BSR)

When a receiving UE performs power control and controls link adaptation,a transmitting UE transmits a BSR to the receiving UE. The BSR istransmitted in a D2D-PUSCH of the UE. Meanwhile, when the transmittingUE performs power control and controls link adaptation, a BSR on thereceiving UE may be unnecessary.

7) D2D L1/L2 Control Signaling

L1/L2 control information for D2D communication is transmitted using allor some of subframes in which Tx resources set by a base station arepresent. L1/L2 control signalings according to D2D communication may beclassified into an L1/L2 control signaling transmitted to a counterpartUE with D2D data by a UE transmitting the D2D data, and an L1/L2 controlsignaling transmitted to a counterpart transmitting UE by a UE receivingdata.

First, the L1/L2 control signaling transmitted to a counterpart UE withD2D data by a UE transmitting the D2D data may include grantinformation, and the grant information may include all or some of thefollowing pieces of information:

-   -   The number of Tx layers (necessary in the case of multi-antenna        port Tx)    -   A modulation and coding and a redundancy version (RV): Here, a        modulation order, a TB size, and an RV may be provided according        to codewords.    -   A new data indicator (NDI)    -   Whether or not the grant information (L1/L2 control signaling?)        is a first Tx in an HARQ process (one bit per codeword)    -   A TPC command for a D2D-PUCCH. This is a power control command        for a D2D-PUCCH transmitted by a counterpart UE, and can consist        of two bits.    -   DM-RS CS and orthogonal cover code (OCC) indices. When a base        station sets a DM-RS CS and an OCC for the UE, this piece of        information may not need to be included.

Next, the L1/L2 control signaling transmitted to a counterparttransmitting UE by a UE receiving data may include all or some of thefollowing pieces of information.

(D2D-HARQ ACK Information)

-   -   An ACK/NACK of D2D data Tx of a counterpart UE. This can consist        of one bit or two bits.

(D2D-Scheduling Request (SR) Information)

This is a signaling used for a UE to which data Tx resources are notallocated to request data resource allocation from a counterpart UE.

(D2D CSI)

-   -   CSI on D2D resources allocated as Rx resources. For example, CSI        may only include CQI and consist of four bits in the case of a        single antenna port, and may include codeword #0 CQI, codeword        #1 CQI, and rank and precoding information, and may consist of        11 bits when two antenna ports are used. When four antenna ports        are used, CSI may include codeword #0 CQI, codeword #1 CQI, and        rank and precoding information, and consist of 14 bits.

(a) Multiplexing of D2D Control Information and Data

Multiplexing of D2D control information and data may be performed inthree ways.

FIG. 10 to FIG. 12 are subframe diagrams showing examples ofmultiplexing schemes of D2D control information and data.

FIG. 10 shows an example of a multiplexing scheme of only transmitting aD2D control channel, FIG. 11 shows an example of a multiplexing schemeof simultaneously transmitting a D2D control channel and a D2D datachannel, and FIG. 12 shows an example of a multiplexing scheme ofinserting D2D control information in a D2D control channel.

(b) D2D Grant Information Tx Format

When there is no other Tx in a subframe in which grant information istransmitted (FIG. 10), or grant information is simultaneouslytransmitted together with a separate D2D-PUSCH using a D2D-PUCCH (FIG.11), PUCCH format 3 consisting of 48 coded bits or PUCCH format 2consisting of 20 coded bits may be used. As channel coding for controlinformation, convolutional or block coding may be used, and a shortenedformat or a further shortened format may be used to ensure a switchingtime period. A base station may be configured to allocate Tx resources.

When grant information is transmitted together in PUSCH Tx resources(FIG. 12), some of the PUSCH Tx resources may be occupied by L1/L2control information. As channel coding, convolutional or block codingshould be applied, and independent codewords should be formed. When theL1/L2 control information is inserted into OFDM symbols neighboring a DMRS, a reception success rate can be increased.

In the case of single carrier frequency division multiple access(SC-FDMA) Tx, L1/L2 control information may be modulated with the samemodulation order as data. Thus, the amount of resources occupied bycontrol information is determined by an MCS of the data, and in thiscase, the MCS information is applied to next data Tx and subsequent Tx.

In the case of OFDM Tx, modulation of L1/L2 control information may befixed at QPSK. For link adaptation, it is possible to change a power andresource size of grant information. From among a plurality of resourceamounts occupied by the grant information for link adaptation, atransmitting UE determines one resource amount and performs Tx. Areceiving UE performs blind detection of grants corresponding to aplurality of resource amounts available for grant detection. In terms ofuse of electric power, it is advantageous that grant information isfrequency-division multiplexed with data, and occurrence of decodinglatency may be a problem.

(c) D2D HARQ-ACK Tx Format

When there is no D2D PUSCH Tx in a subframe in which D2D-HARQ ACKinformation is transmitted (FIG. 10), or D2D-HARQ ACK information issimultaneously transmitted together with a D2D-PUSCH using a separateD2D-PUCCH (FIG. 11), PUCCH format 1a may be used in the case of a HARQACK bit being one bit, and PUCCH format 1b may be used in the case ofthe HARQ ACK bit being two bits. At this time, a shortened format or afurther shortened format may be used to ensure a switching time period.

When D2D-HARQ ACK information is transmitted together in PUSCH Txresources (FIG. 12), repetition coding may be applied, and the amount ofresources is determined according to an MCS. By positioning D2D-HARQ ACKinformation around a DM RS, a reception success rate can be increased.In the case of SC-FDMA Tx, D2D-HARQ ACK information may be modulatedwith the same modulation order as data.

(d) D2D Power Control Command Tx Format

A case in which a target channel of a power control command is aD2D-PUCCH (e.g., a D2D-HARQ ACK, or D2D-CSI) will be described.

When there is no other Tx in a subframe in which a power control commandis transmitted (FIG. 10), or a power control command is simultaneouslytransmitted together with a D2D-PUSCH using a separate D2D-PUCCH (FIG.11), the power control command may be transmitted as follows.

The power control command may not be transmitted, or transmitted usingan additional Tx format. A power control command of one bit istransmitted using PUCCH format 1a, and a power control command of twobits is transmitted using PUCCH format 1b. Resources used for powercontrol command Tx may be allocated by a base station.

Next, when the power control command is transmitted together in PUSCH Txresources (FIG. 12), the power control command may be included in grantinformation, and encoded, modulated and transmitted together.

(e) D2D CSI Tx Format

When there is no other Tx in a subframe in which D2D-CSI is transmitted(FIG. 10), or D2D-CSI is simultaneously transmitted together with aD2D-PUSCH using a separate D2D-PUCCH (FIG. 11), the D2D-CSI may betransmitted using PUCCH format 2 or format 3. Resources (a period, anoffset, and positions of resources for use) used for D2D-CSI reportingmay be allocated by a base station.

When D2D-CSI is transmitted together in PUSCH Tx resources (FIG. 12),the D2D-CSI may be encoded, modulated and transmitted together withgrant information.

(f) Classification of Simultaneous Tx

Cellular link (data and a control channel) Tx and D2D link (data and acontrol channel) Tx may be configured not to occur in the same uplinksubframe. Here, cellular link Tx and D2D link Tx are made to not occurin the same uplink subframe except for an SRS.

Tx forms of data and control information in D2D communication areclassified as described below according to multiplexing of the data andthe control information on a time axis.

(Control Information Tx by Receiving UE in One-Way D2D Communication)

A D2D-CSI report is positioned in a D2D HARQ ACK Tx subframe ifpossible, and a D2D-CSI report period and a subframe offset are inaccordance with a configuration.

Control information transmitted by a UE receiving D2D data to acounterpart UE is a D2D-HARQ ACK, D2D-CSI, and so on. A Tx form that canbe transmitted in an uplink subframe in which Tx occurs from theviewpoint of a D2D data receiving UE may be one of a D2D-HARQ ACK,D2D-CSI+D2D-HARQ ACK, and D2D-CSI.

(Control Information Tx by UE in Two-Way D2D Communication)

A D2D-CSI report is positioned in a Tx subframe of a UE for data and aD2D HARQ ACK if possible, and a D2D-CSI report period and a subframeoffset are in accordance with a configuration.

In two-way D2D communication, two D2D UEs transmit data, and Tx forms ofan uplink subframe in which Tx occurs may be classified as describedbelow. Among pieces of control information, a grant has a characteristicthat it is always transmitted in the same subframe as data that istransmitted.

In a subframe in which data is transmitted, one Tx form may be usedamong (data+grant), (data+grant)+D2D-HARQ ACK, (data+grant)+D2D-CSI, and(data+grant)+D2D-CSI+D2D-HARQ ACK.

In a subframe in which no data is transmitted, one Tx form may be usedamong D2D-HARQ ACK, D2D-CSI+D2D-HARQ ACK, and D2D-CSI.

8) Change of PUCCH Tx Format According to Simultaneous Tx and Rx

When no additional Tx format is used for a power control command,simultaneous Tx cases as described below occur, and a PUCCH Tx formatmay be changed in each case.

(In Case of D2D-CSI+D2D-HARQ ACK)

PUCCH format 2+PUCCH format 1a→use PUCCH format 2a

PUCCH format 2+PUCCH format 1b→use PUCCH format 2b

PUCCH format 3+PUCCH format 1a→add 1 bit to information bits of PUCCHformat 3

PUCCH format 3+PUCCH format 1b→add 2 bits to information bits of PUCCHformat 3

(In Case of (D2D-CSI and D2D HARQ ACK Rx)+SRS Tx)

-   -   An effect may be exerted on a D2D Tx format. For example, there        may be a need of a Tx format that uses neither OFDM symbol #5        nor #6 in a second slot.

(In Case of (D2D-CSI and D2D HARQ ACK Tx)+SRS Rx)

-   -   An effect may be exerted on a D2D link Tx format. For example,        there may be a need of a Tx format that uses neither OFDM symbol        #5 nor #6 in a second slot.    -   An effect may be exerted on a cellular link Tx format. For        example, there may be a need of a Tx format that does not use        OFDM symbol #0 in a first slot.

9) D2D Data Rx Process of UE

In a subframe in which a data channel (D2D-PUSCH) is transmitted, grantinformation may be transmitted together. A process in which a UEreceives grant information and data is as follows:

-   -   First, a UE detects grant information from subframe n in which        data is transmitted.    -   When grant detection fails, the UE transmits no ACK/NACK        information (DTX).    -   When grant detection succeeds, the UE demodulates the data        according to the grant information, and transmits ACK/NACK        information on the data in subframe n+k (k is a positive        integer).

A part (an MCS and the number of Tx layers) of grant information may beapplied at the next data Tx time point and thereafter. When controlinformation and data is transmitted in one data channel by SC-FDMA Tx,it is preferable for a control information symbol to have the samemodulation order as a data symbol because it is possible to have a lowpeak-to-average power ratio (PAPR). For efficient link adaptation ofcontrol information including grant information, it is preferable todesign the amount of resources occupied by the control information tochange according to an MCS of data. In this case, a receiving UE shouldknow MCS information in advance of data Tx to demodulate the data andthe control information. In this case, grant information detection mayfail, and data demodulation may succeed. To distinguish this case, thefollowing method may be applied. In addition to an ACK/NACK of data,whether grant detection has succeeded or failed is reported. Forexample, by extending a bit-width of an ACK/NACK, it is possible toadditionally indicate whether grant detection has succeeded or failed.Alternatively, it is possible to indicate whether or not grant detectionhas succeeded or failed using additional resources, and transmit theresources.

When an MCS among pieces of grant information is applied to data to betransmitted next time and subsequent data, a process in which a UEreceives data is as follows:

-   -   The UE demodulates the data and the grant information in        subframe n in which the data is transmitted.    -   The UE transmits only information about whether data        demodulation has succeeded or failed, or information about        whether data demodulation has succeeded or failed and        information about whether grant Rx has succeeded or failed, in        subframe n+k (k is a positive integer) to a counterpart UE.

10) Control Information Tx and Rx Process

(a) Constitution of Grant Information

As described above, grant information may have the following elements:

-   -   The number of Tx layers    -   Codeword-specific NDIs    -   Codeword-specific RVs    -   Codeword-specific MCSs    -   A TPC command for a D2D-PUCCH

In the case of single-antenna port Tx, the number of Tx layers is alwaysone, and thus information on the number of Tx layers is necessary onlyfor the case of multi-antenna port Tx. It is assumed that a mappingrelationship between Tx layers and codewords has been determined inadvance. In the case of Tx in which an MCS is fixed, MCS information maynot be transmitted. Also, a TPC command for a D2D-PUCCH may not betransmitted according to a configuration.

(b) Control Information Tx in Subframe in which there is No D2D-PUSCH Tx

In a subframe in which there is no D2D-PUSCH Tx, control information istransmitted using a method as described below.

FIG. 13 is a table illustrating a control information Tx method in asubframe in which there is no D2D-PUSCH Tx.

When only D2D-CSI is transmitted, the control information is transmittedusing PUCCH format 2, and resources for use are allocated by a basestation. Here, the D2D-CSI denotes CSI on allocated D2D resources.

When only a D2D-HARQ ACK is transmitted, the control information istransmitted using PUCCH format 1a in the case of an ACK/NACK being onebit, and PUCCH format 1b in the case of the ACK/NACK being two bits.Resources for use are allocated by the base station.

When only a D2D-SR is transmitted, the control information istransmitted using PUCCH format 1. Resources for use are allocated by thebase station.

When D2D-CSI and a D2D-HARQ ACK are transmitted together, the controlinformation is transmitted using PUCCH format 2a in the case of anACK/NACK being one bit, and PUCCH format 2b in the case of the ACK/NACKbeing two bits. Resources for use are allocated by the base station.

When D2D-CSI and a D2D-SR are transmitted together, the D2D-CSI is nottransmitted, but only the D2D-SR is transmitted in D2D-SR Tx resourcesusing PUCCH format 1.

When a D2D-SR and a D2D-HARQ ACK are transmitted together, the controlinformation is transmitted using PUCCH format 1a in the case of anACK/NACK being one bit, and PUCCH format 1b in the case of the ACK/NACKbeing two bits, and SR Tx resources are used as resources for use.

(c) Control Information Tx in Subframe in which there is D2D-PUSCH Tx

Methods of transmitting control information in a subframe in which thereis D2D-PUSCH Tx include a method of inserting the control information ina D2D-PUSCH (method 1) and a method of transmitting the controlinformation using a separate grant channel (method 2).

(Method 1: Insert Control Information in D2D-PUSCH)

According to the method of inserting control information in a D2D-PUSCHand transmitting the control information, it is necessary to determinethe amount and positions of resources occupied by each piece of controlinformation when the control information is inserted into a D2D-PUSCHand transmitted. The amount of resources occupied by control informationin a subframe in which a D2D-PUSCH is transmitted is determinedaccording to resource allocation, MCS information, and information onthe number of Tx layers. Thus, a receiving UE can calculate the amountof resources occupied by control information from resource allocationinformation, and MCS information and the number of Tx layers included ingrant information.

FIG. 14 and FIG. 15 are constitution diagrams of subframes illustratingmapping of resources used to transmit respective pieces of controlinformation when the control information is inserted into a D2D-PUSCHand transmitted.

In the case of resource mapping for control information, when thecontrol information is transmitted in a subframe in which there is aD2D-PUSCH, all the pieces of control information including grantinformation may be inserted into the D2D-PUSCH and transmitted.

When D2D-HARQ ACK information is transmitted, the D2D-HARQ ACKinformation occupies resources positioned around an RS.

When D2D-RI information is transmitted, the RI information occupiesresources positioned around resources to which D2D-HARQ ACK informationis mapped.

When D2D-CQI/PMI information is transmitted, the D2D-CQI/PMI informationis sequentially mapped to resources in a left-to-right directionbeginning with a first resource (the leftmost and uppermost resource ina subframe exemplified in FIG. 14). When all resources in the uppermostrow are used, the D2D-CQI/PMI information is sequentially mapped toresources again in the left-to-right direction beginning with theleftmost resource in the second uppermost row. This is repeated untilresource mapping ends.

When grant information and D2D-CQI/PMI information is transmittedtogether, D2D-CQI/PMI information is mapped as mentioned above, and thegrant information is sequentially mapped to resources in theleft-to-right direction beginning with a resource positioned just to theright of the last resource to which the D2D-CQI/PMI information ismapped. When all resources in the corresponding row are used, the grantinformation is sequentially mapped to resources again in theleft-to-right direction beginning with the leftmost resource in a rowjust below the row. This is repeated until resource mapping ends.

On the other hand, when no D2D-CQI/PMI information is transmitted butgrant information is transmitted, as shown in FIG. 15, the grantinformation is sequentially mapped to resources in the left-to-rightdirection beginning with a first resource (the leftmost and uppermostresource in a subframe of FIG. 15). When all resources in the uppermostrow are used, the grant information is sequentially mapped to resourcesagain in the left-to-right direction beginning with the leftmostresource in the second uppermost row. This is repeated until resourcemapping ends.

FIG. 16 is a block diagram showing a D2D-PUSCH Tx process in SC-FDMA.

In FIG. 14 and FIG. 15, each column consists of N_(SC) resources, andmodulation symbols sequentially mapped to the N_(SC) resourcescorrespond to symbol columns S(1), S(2), . . . , and S(N_(SC)) of FIG.16. In other words, each of columns in FIG. 14 and FIG. 15 goes througha Tx process exemplified in FIG. 16. After discrete Fourier transform(DFT), a symbol column is mapped to N_(SC) subcarriers and then goesthrough inverse fast Fourier transform (IFFT). Here, it should be notedthat, when the amount of resources occupied by grant information isdetermined according to an MCS and the number of Tx layers, the MCS andthe number of Tx layers are applied to the next D2D-PUSCH and subsequentD2D-PUSCHs.

To facilitate detection of D2D-CQI/PMI information even when a receivingUE fails in grant detection, the position of the D2D-CQI/PMI informationis caused not to change according to whether or not there is grantinformation.

When Tx and Rx resource switching occurs, an MCS and the number of Txlayers for first Tx after the Tx and Rx resource switching should beexchanged between UEs, such that demodulation can be performed on thefirst Tx.

Since grant information is present all over a subframe, a UE can attemptdata modulation only after the UE receives all subframes and thenattempts to detect grant information. Thus, the problem of latency indata demodulation may occur, and it may be necessary to limit the sizeof a TB not to be excessively large.

(Method 2: Transmit Grant Information Using Separate Grant Channel)

FIG. 17 is a diagram showing a configuration of resources when grantinformation is transmitted using a separate grant channel.

When grant information should be transmitted in a subframe in which aD2D-PUSCH is transmitted, as shown in FIG. 17, the grant information maybe simultaneously transmitted with the D2D-PUSCH using a separatechannel. Here, it is preferable to apply block coding to the grantinformation, and PUCCH format 2 or PUCCH format 3 may be used as a Txformat.

When Tx of grant information and D2D-CSI occur in the same subframe, theD2D-CSI is inserted into a D2D-PUSCH.

FIG. 18 is a diagram showing a configuration of resources showingpositions of control information resources in a D2D-PUSCH resource grid.

Referring to FIG. 18, when Tx of grant information and D2D-CSI occur inthe same subframe, the D2D-CQI/PMI information is sequentially mapped toresources in the left-to-right direction beginning with a first resource(the leftmost and uppermost resource). When all resources in theuppermost row are used, the D2D-CQI/PMI information is sequentiallymapped to resources again in the left-to-right direction beginning withthe leftmost resource in the second uppermost row. D2D-RI informationoccupies resources positioned around resources to which D2D-HARQ ACKinformation is mapped.

When Tx of grant information and D2D-HARQ ACK information occur in thesame subframe, the D2D-HARQ ACK information is inserted into aD2D-PUSCH. When D2D-HARQ ACK information is transmitted, the D2D-HARQACK information occupies resources positioned around an RS as shown inFIG. 18.

One of the above-described control information Tx methods, that is,method 1 and method 2, is selected as follows.

A base station or a D2D UE may select one of the two methods inconsideration of quality of a D2D link, use and management of resources,etc., and transmit control information according to the selected method.In general, method 1 always transmits only one channel and thus has alower PAPR than method 2 that simultaneously transmits two channels.When a signal to interference plus noise ratio (SINR) of a D2D link ishigh, method 2 may be selected, and when the SINR is low, method 1 maybe selected. A base station may select one of the two methods inconsideration of D2D link quality, resource management, etc., and notifyD2D UEs of the selected method through signaling (e.g., RRC signaling).

Finally, when information about whether or not a grant has been detectedis transmitted, the information may be indicated using one bit andtransmitted with D2D-HARQ ACK information.

When the information is transmitted in a subframe in which there isD2D-PUSCH Tx, the information is inserted into the data channel(D2D-PUSCH). At this time, the bit indicating whether or not a grant hasbeen detected is included in the number of bits of D2D-HARQ ACKinformation for resource mapping, and transmitted.

When the information is transmitted in a subframe in which there is noD2D-PUSCH Tx, the information may be transmitted using a PUCCH format.When D2D-HARQ ACK information is one bit, the one bit and the bitindicating whether or not a grant has been detected are transmittedusing PUCCH format 1b.

When D2D-HARQ ACK information is two bits, one of the following methodsmay be used.

-   -   Using PUCCH format 3, the bit indicating whether or not a grant        has been detected is additionally included in information bits,        encoded, and transmitted.    -   The information is transmitted using PUCCH format 1b, and Tx        resources are changed according to whether or not a grant has        been detected.

(d) Channel Coding of Control Information

In the case of grant information, when the grant information is insertedinto a D2D-PUSCH and transmitted, the grant information is separatelyencoded. When the amount of grant information is small, it isadvantageous to apply block coding, and when the amount of grantinformation is large, it is advantageous in terms of performance toinsert a cyclic redundancy check (CRC) and then apply convolutionalcoding. Meanwhile, when grant information is transmitted in a separatecontrol channel, block coding is applied to the grant information.

In the case of D2D-HARQ ACK information, when D2D-HARQ ACK istransmitted in a D2D-PUSCH, it is preferable to apply repetition codingbecause the D2D-HARQ ACK has an amount of information of one bit or twobits. It is preferable to puncture some of data resources as Txresources used for the D2D-HARQ ACK. The reason is that, because theremay be a case in which No D2D-HARQ ACK is transmitted due to failure todetect a grant from a D2D-PUSCH transmitted from a counterpart UE, it ispreferable to design data (D2D-SCH) resource mapping not to be affectedby whether or not a D2D-HARQ ACK is transmitted. In other words, when aD2D-HARQ ACK is transmitted, it is transmitted in positions of datasymbols, and thus the data symbols are punctured. This is because, whenrate matching is used, a UE receiving data should perform blinddemodulation in consideration of both DTX of a counterpart UE and Tx ofa D2D-HARQ ACK.

When a D2D-HARQ ACK is transmitted in a separate control channel usingPUCCH format 3, block coding is applied. When PUCCH format 1a/1b isused, a Tx method of the format is employed without channel coding.

In the case of D2D-CSI, description will be first made regarding asituation in which a D2D-RI and a D2D-CQI/PMI are transmitted in aD2D-PUSCH. A D2D-RI has an amount of information of one bit or two bits,it is preferable to apply repetition coding to the D2D-RI, and theD2D-RI uses some of data resources. To the resources occupied by theD2D-RI, a rate-matching method of excluding resources occupied by aD2D-RI from data mapping resources in advance without puncturing datasymbols is applied. To a D2D-CQI/PMI, it is advantageous to apply blockcoding when the amount of D2D-CQI/PMI information is small. When theamount of grant information is large, it is advantageous in terms ofperformance to insert a CRC and then apply convolutional coding.

Next, a situation in which a D2D-RI and a D2D-CQI/PMI are transmitted ina separate control channel will be described. In this case, it ispreferable to apply block coding as channel coding of a D2D-CQI/PMI aswell as a D2D-RI.

11) Process of Transmitting and Receiving Data and Grant Information

Various grant Tx methods described below may be taken intoconsideration.

Except for the case of initial, first, or new HARQ Tx assigned by SPS,even a subframe to which D2D-PUSCH resources are allocated may notactually transmit a D2D-PUSCH according to a buffer status, and thus areceiving UE needs to check whether or not D2D-PUSCH Tx has actuallyoccurred from grant information.

On the other hand, in the case of initial Tx assigned by SPS, areceiving UE should at least assume that D2D-PUSCH Tx occurs in anallocated subframe. In this case, a D2D-PUSCH may be transmittedaccording to the number of Tx layers and MCS information reported to theUE in advance, or the number of Tx layers and an MCS may be changedthrough grant information. A point in time at which a change in thenumber of Tx layers and the MCS is applied varies according to a methodby which grant information is transmitted, which will be describedlater.

According to the above description, in initial HARQ Tx, cases of grantinformation Tx as mentioned below should be taken into consideration.

(In Case of Initial Tx not Assigned by SPS (e.g.; Resource Allocation inUnits of HARQ Process))

-   -   A transmitting UE transmits grant information together with a        D2D-PUSCH.

(In Case of Initial Tx Assigned by SPS)

[Case 1] A transmitting UE may or may not transmit a grant together witha D2D-PUSCH.

[Case 2] A transmitting UE always transmits a grant together with data.

[Case 3] A transmitting UE does not transmit a grant and only transmitsdata.

In HARQ retransmission, cases of grant information Tx as mentioned beloware taken into consideration.

[Case 1R] A transmitting UE may or may not transmit a grant togetherwith a D2D-PUSCH.

[Case 2R] A transmitting UE always transmits a grant together with datain retransmission.

[Case 3R] A transmitting UE transmits no grant in retransmission.

When a receiving UE receives no grant in a subframe in whichretransmission occurs, a D2D-PUSCH is demodulated by using existinginformation (the number of Tx layers and an MCS) and circularlyincreasing an RV index value.

FIG. 19 shows examples of a codeword portion actually transmittedaccording to an RV index in non-adaptive retransmission.

In initial Tx, a codeword portion corresponding to RV=0 is transmitted,and the transmitted codeword portion varies when RV=1, RV=2, and RV=3 asshown in the drawing. In non-adaptive retransmission, a current RV indexvalue is circularly increased by one, and demodulation is performedwithout grant information. When there are a total of four RVs, acircular increase in the RV index value denotes that the RVs are changedinto (RV+1)mod 4.

Thus, from the viewpoint of a UE receiving a grant, a procedure ofreceiving a grant and data, and processing and transmitting feedbackshould be established for the three following cases:

-   -   An Rx and feedback procedure for a case in which a grant may or        may not be transmitted    -   An Rx and feedback procedure for a case in which a grant is        transmitted together with data    -   An Rx and feedback procedure for a case in which only data is        transmitted without a grant

When a D2D-PUSCH is transmitted and received, D2D Tx and Rx UEs shouldknow which one of the three cases a current situation is in advance,according to a standard or through signaling with a base station or acounterpart UE. According to a subframe in which the D2D-PUSCH isreceived, the receiving UE may apply one of the three cases. Forexample, when initial Tx resources are allocated by SPS, and initial Txand retransmission are configured in advance to follow [Case 1] and[Case 3] respectively, the receiving UE performs a procedure ofreceiving data and a grant and processing and transmitting feedbackdetermined according to Rx cases respectively set in a subframe in whichinitial Tx occurs and a subframe in which retransmission occurs.

(a) Grant Information is Transmitted in D2D-PUSCH

It is assumed that UE A transmits data to UE B. UE A transmits grantinformation necessary to demodulate the data to UE B.

Here, it is assumed that the grant information is transmitted in a datachannel (i.e., D2D-PUSCH) together with data, modulation symbolsdelivering the grant information have the same modulation order as datamodulation symbols, the number of the grant information modulationsymbols is determined according to the number of data Tx layers and anMCS, and resources in which modulation symbols are transmitted aredetermined when the number of modulation symbols occupied by the grantinformation is determined.

It is assumed that UE B knows the number of Tx layers and an MCS appliedto the data and the grant in a subframe in which the grant informationis delivered. In other words, it is assumed that, when there is grantinformation, UE B can know the number and positions of modulationsymbols occupied by the grant information in a D2D-PUSCH. The amount andpositions of resources occupied by the data correspond to resourcesother than resources occupied by the grant information and positions ofthe resources other than the positions of the resources occupied by thegrant information.

From a viewpoint of a receiving UE that receives a grant, a method ofreceiving a grant and data and processing and transmitting feedback willbe described below.

(Method in which Grant is Included and Transmitted in Data Rx Subframe)

(Method 1)

-   -   Receiving UE B attempts grant detection.    -   When it is determined that a grant has been successfully        detected, demodulation is attempted according to grant        information assuming that data symbols have been mapped to data        mapping resources other than resources occupied by the grant        information. FIG. 20 is a conceptual diagram illustrating an        example of multiplexing of data and grant information. Data        mapping resources 2010 are classified into resources 2011        occupied by grant information and resources 2012 to which data        symbols are mapped.    -   When the grant detection fails, data demodulation is attempted        on the basis of existing grant information. At this time, the        demodulation is attempted assuming that the data symbols have        been mapped to the data mapping resources other than resources        occupied by the grant information.    -   When the data demodulation succeeds, an ACK is transmitted to UE        A, and when the data demodulation fails, an NACK is transmitted        to UE A.    -   Whether or not the grant detection has succeeded is not        transmitted to UE A.

In method 1, transmitting UE A does not know whether or not the grantdetection of receiving UE B has succeeded, and thus selecting an MCS tobe used for a next D2D-PUSCH becomes uncertain. Also, there is a demeritin that the amount of grant resources should be specified as one sizeaccording to the number of Tx layers and an MCS so as to enable datademodulation even when the grant detection fails. When the grantdetection fails, data demodulation is attempted without knowing thenumber of Tx layers, an NDI, and an RV included in grant information,and thus incorrect data demodulation may be attempted.

(Method 2)

-   -   Receiving UE B attempts grant detection.    -   When it is determined that a grant has been successfully        detected, demodulation is attempted according to grant        information assuming that data symbols have been mapped to data        mapping resources other than resources occupied by the grant        information.    -   When the grant detection fails, data demodulation is attempted        on the basis of existing grant information (by increasing an RV        index value by one in the case of retransmission). At this time,        the demodulation is attempted assuming that the data symbols        have been mapped to the data mapping resources other than        resources occupied by the grant information.    -   Whether or not the data demodulation has succeeded and whether        or not the grant detection has succeeded is transmitted to UE A.

Method 2 has a merit in that transmitting UE A can know whether or notreceiving UE B has detected a grant, but this involves signalingoverhead for reporting whether or not a grant has been detected. Also,there is a demerit in that the amount of grant resources should bespecified as one size according to an MCS so as to enable datademodulation even when the grant detection fails. When the grantdetection fails, data demodulation is attempted without knowing thenumber of Tx layers, an NDI, and an RV included in grant information,and thus incorrect data demodulation may be attempted.

(Method 3)

FIG. 21 is a conceptual diagram illustrating an example of an operationprocedure of a UE for a subframe in which grant information and data aresimultaneously transmitted.

-   -   Receiving UE B attempts grant detection (S2101).    -   When it is determined that a grant has been successfully        detected, demodulation is attempted according to grant        information (S2102), assuming that data symbols have been mapped        to data mapping resources other than resources occupied by the        grant information (see FIG. 20 described above).    -   When the grant detection fails, DTX (no Tx of an ACK/NACK) is        performed (S2103).    -   When the grant detection succeeds, and the data demodulation        succeeds, an ACK is transmitted to UE A (S2102-1), and when the        data demodulation fails, an NACK is transmitted to UE A        (S2102-2).

In method 3, transmitting UE A can know whether or not receiving UE Bhas detected a grant. When UE B transmits no ACK/NACK signal (DTXstate), UE A transmits data and grant information in the next datasubframe using grant information applied to a grant that has beensuccessfully detected most lately. For the purpose of link adaptation ofgrant information, a plurality of amounts of grant information symbolsmay be configured for a given MCS, and a UE may perform blind detection.

Among pieces of grant information, the number of Tx layers, an NDI, andan RV are applied to demodulation of data transmitted in a subframe inwhich a grant is transmitted.

(Rx and Feedback Procedure in Method in which Grant May or May not beTransmitted in Data Rx Subframe)

(Method 1)

-   -   Receiving UE B attempts grant detection.    -   When a grant is detected, demodulation is attempted according to        grant information assuming that data symbols have been mapped to        data mapping resources other than resources occupied by the        grant information. On the other hand, when no grant is detected,        data demodulation is attempted on the basis of existing grant        information (by increasing an RV index value by one in the case        of retransmission) assuming that grant information occupies no        data resources. FIG. 22 is a conceptual diagram illustrating        another example of multiplexing of data and grant information.        Referring to FIG. 22, grant information resources 2201 may or        may not be positioned in data mapping resources 2200. In other        words, according to whether or not the grant information        resources 2201 are positioned in the data mapping resources        2200, operation of a case in which grant information is detected        on a receiving side (case (A)) and a case in which no grant        information is detected (case (B)) varies.    -   When the data demodulation succeeds, an ACK is transmitted to UE        A, and when the data demodulation fails, an NACK is transmitted        to UE A.    -   Whether or not the grant detection has succeeded is not        transmitted to UE A.

In method 1, transmitting UE A does not know whether or not receiving UEB has detected a grant. When UE B transmits an NACK, UE A cannotdetermine whether the NACK has resulted from detection of no grantinformation, or success in detecting grant information and failure ofdata demodulation.

(Method 2)

FIG. 23 is a conceptual diagram illustrating another example of anoperation procedure of a UE for a subframe in which grant informationand data are simultaneously transmitted.

-   -   Receiving UE B attempts grant detection (S2301).    -   When a grant is detected, demodulation is attempted according to        grant information assuming that data symbols have been mapped to        data mapping resources other than resources occupied by the        grant information (S2302). When no grant is detected, data        demodulation is attempted on the basis of existing grant        information (by increasing an RV index value by one in the case        of retransmission) assuming that grant information occupies no        data resources (S2303).    -   In each case, whether or not a grant has been detected (grant        ACK/NACK) and whether or not the data demodulation has succeeded        (data ACK/NACK) are transmitted to UE A (S2302-1, S2302-2,        S2303-1, and S2303-2).

In method 2, transmitting UE A can know whether or not receiving UE Bhas detected a grant, but there is signaling overhead. This methoddelivers grant information only in case of need, thus having a merit inthat it is possible to efficiently use resources and a demerit in thatadditional overhead is caused by signaling for reporting whether or nota grant has been detected.

(Rx and Feedback Procedure in Method in which Only Data is Transmittedwithout Grant)

Receiving UE B does not attempt grant detection. On the basis of alreadygiven information (by increasing an RV index value by one in the case ofretransmission), receiving UE B attempts data demodulation. When thedata demodulation succeeds, receiving UE B transmits an ACK totransmitting UE A, and when the data demodulation fails, receiving UE Btransmits an NACK to transmitting UE A.

When grant information is transmitted in a data channel (i.e.,D2D-PUSCH) together with data, for the purpose of link adaptation ofgrant information, a plurality of candidates for the amount of resourcesthat can be occupied for a given MCS of the data by the grantinformation may be provided.

FIG. 24 is a conceptual diagram illustrating a concept of defining andusing amounts of grant information resources as a plurality of levels.

Referring to FIG. 24, when a plurality of grant resource amount levels(a), (b), and (c) are provided, grant resource amounts of the respectiveresource amount levels are conceptually shown. In this way, atransmitting UE selects one of the plurality of resource amounts ofgrant information and performs Tx, and a receiving UE performs blinddetection for the plurality of grant resource amount levels.

The receiving UE should know resource amounts of available grantresource amount levels and thereby can perform blind detection of grantinformation by assuming the available grant resource amounts whendetecting grant information. Grant resources detected by blind detectionare excluded from resources to which data is mapped.

(b) Transmitting Grant Information Using Control Channel

The following description concerns a grant and data Rx process of a UEwhen a separate grant channel is used instead of a D2D-PUSCH. In thiscase, grant information that includes the number of Tx layers and an MCSand is necessary for data demodulation is used for demodulation of datathat is transmitted in the same subframe.

(Transmitting Grant Together in Data Rx Subframe)

(Method 1)

-   -   UE B attempts grant detection.    -   When a grant is detected, data demodulation is attempted        according to grant information. When the data demodulation        succeeds, an ACK is transmitted to UE A, and when the data        demodulation fails, an NACK is transmitted to UE A.    -   When the grant detection fails, no ACK/NACK information is        transmitted (DTX).

(Rx and Feedback Procedure in Method in which Grant May or May not beTransmitted in Data Rx Subframe)

(Method 1)

-   -   Receiving UE B attempts grant detection first.    -   When a grant is detected, data is demodulated according to grant        information.    -   When no grant is detected, the data is demodulated on the basis        of existing grant information (by increasing an RV index value        by one in the case of retransmission).    -   When the data demodulation succeeds, an ACK is transmitted to UE        A, and when the data demodulation fails, an NACK is transmitted        to UE A.

In method 1, transmitting UE A cannot know whether receiving UE B hassucceeded in grant detection. An NACK may result from detection of nogrant information, or success in detecting grant information and failureof data demodulation, but it is impossible to distinguish between thetwo cases.

(Method 2)

-   -   Receiving UE B attempts grant detection first.    -   When a grant is detected, data is demodulated according to grant        information.    -   When no grant is detected, the data is demodulated on the basis        of existing grant information (by increasing an RV index value        by one in the case of retransmission).    -   Whether or not a grant has been detected (grant ACK/NACK) and        whether or not the data demodulation has succeeded (data        ACK/NACK) are transmitted to UE A.

In method 2, transmitting UE A can know whether or not receiving UE Bhas succeeded in grant detection, but there is signaling overhead forreporting whether or not a grant has been detected.

(Rx and Feedback Procedure in Method in which Only Data is Transmittedwithout Grant)

UE B does not attempt grant detection. On the basis of existing grantinformation (by increasing an RV index value by one in the case ofretransmission), UE B attempts data demodulation. When the datademodulation succeeds, UE B transmits an ACK to UE A, and when the datademodulation fails, UE B transmits an NACK to UE A.

12) Change in Tx Symbol Mapping According to Tx and Rx Switching

(a) Tx and Rx Restriction for Ensuring Tx/Rx Switching Time

In D2D communication, a UE should receive a downlink subframetransmitted by a counterpart UE.

FIG. 25 is a conceptual diagram illustrating inconsistency in uplinksubframe Tx timing between D2D communication UEs.

In general, an uplink Tx timing of a UE may not be the same as a timingat which a signal transmitted by a counterpart UE is received by the UE.

FIG. 26 shows slot structures of an uplink subframe.

In the case of a normal CP, one slot consists of seven OFDM symbols(alternatively referred to as SC-FDMA symbols). For convenience, thefollowing description assumes a normal CP.

Assuming that subframe n is used for D2D communication, when a receivingD2D UE performs cellular Tx (contention-based (C)-PUSCH, C-PUCCH, C-SRS,etc.) in subframe n−1, a Tx-to-Rx switching time should be ensured toperform D2D Rx (D2D-PUSCH Rx, D2D-HAQR ACK Rx, etc.) in subframe n fromthe viewpoint of the receiving D2D UE.

Thus, when the receiving UE performs cellular Tx in the last OFDM symbolof subframe n−1, a transmitting UE should exclude OFDM symbol #0 in afirst slot of subframe n from D2D Tx to use a time period of OFDM symbol#0 in the first slot of subframe n for Tx-to-Rx switching.

When the receiving UE performs cellular Tx in the last OFDM symbol (OFDMsymbol #6) in a second slot of subframe n, the transmitting UE shouldexclude OFDM symbol #5 from D2D Tx to use a time period of OFDM symbol#5 in the second slot of subframe n for Tx-to-Rx switching.

When the receiving D2D UE does not perform cellular Tx in the last OFDMsymbol (OFDM symbol #6) in a second slot of subframe n but performscellular Tx (C-PUSCH, C-PUCCH, C-SRS, etc.) in subframe n+1, an Rx-to-Txswitching time should be ensured to perform D2D Rx in subframe n. Thus,to use a time period of OFDM symbol #6 in the second slot of subframe nfor Rx-to-Tx switching, the transmitting UE should exclude OFDM symbol#6 from D2D Tx.

(b) Rx Restriction for SRS Tx

FIG. 27 and FIG. 28 are conceptual diagrams illustrating setup of an Rxrestriction region and a Tx restriction region for an SRS.

A base station may set Rx restriction for the whole or a part of aspecific subframe such that a UE can measure an SRS. The base stationshould provide Rx restriction setup information to each of transmittingD2D UE and receiving D2D UE, such that the transmitting D2D UE andreceiving D2D UE have the same gain and loss from C-PUSCH mapping, aC-PUCCH Tx format, D2D-PUSCH mapping, and a D2D-PUCCH Tx format.

An Rx restriction method will be described below.

(Method 1) A UE excludes OFDM symbols corresponding to a Tx restrictionregion from Rx.

In (a) of FIG. 27, it is assumed that a UE transmits an SRS in OFDMsymbol #6 in a second slot of subframe n. The UE does not need toperform Rx for OFDM symbol #5 in the second slot of subframe n and OFDMsymbol #0 in a first slot of subframe n+1. The corresponding symbols arenot used for Tx on the transmitting side.

(Method 2) A UE does not perform Tx for a whole subframe that partiallyoverlaps a Tx restriction region.

In (b) of FIG. 27, it is assumed that a UE transmits an SRS in OFDMsymbol #6 in a second slot of subframe n. The UE does not need toperform Rx in subframe n and subframe n+1. In other words, subframe nand subframe n+1 are not used for Tx on the transmitting side.

(c) Tx Restriction for SRS Rx

A base station may set Tx restriction for the whole or a part of aspecific subframe such that a UE can measure an SRS. The base stationshould provide Tx restriction setup information to each of atransmitting D2D UE and a receiving D2D UE, such that the transmittingD2D UE and the receiving D2D UE have the same gain and loss from C-PUSCHmapping, a C-PUCCH Tx format, D2D-PUSCH mapping, and a D2D-PUCCH Txformat.

A Tx restriction method will be described below.

(Method 1) A UE excludes OFDM symbols corresponding to a Tx restrictionregion from Tx.

In (a) of FIG. 28, it is assumed that a UE receives an SRS in OFDMsymbol #6 in a second slot of subframe n. For the UE, Tx of OFDM symbol#5 in the second slot of subframe n is restricted. For the UE, Tx ofOFDM symbol #0 in a first slot of subframe n+1 is restricted. In otherwords, the corresponding symbols are not used for Tx.

(Method 2) A UE does not perform Tx for a whole subframe that partiallyoverlaps a Tx restriction region.

In (b) of FIG. 28, it is assumed that a UE receives an SRS in OFDMsymbol #6 in a second slot of subframe n. For the UE, Tx in subframe nis restricted. For the UE, Tx in subframe n+1 is restricted. In otherwords, subframe n and subframe n+1 are not used for Tx.

FIG. 29 is a table illustrating a Tx/Rx restriction method according toa type of a physical channel.

When method 1 is used for a C-PUSCH, rate matching of excluding symbolsin a restriction region from C-PUSCH RE mapping is performed.

Method 2 is preferred not to affect a C-PUCCH format. In particular,when code division multiplexing (CDM) is performed on a C-PUCCH and aC-PUCCH of another UE in the same resource, a change in the format maycause much interference between UEs.

When method 1 is used for a D2D-PUSCH, rate matching of excludingsymbols in a restriction region from D2D-PUSCH RE mapping is performed.

It is preferred to use Method 1 for a D2D-PUCCH. To this end, it isnecessary to design a new format.

(d) Introduction of New PUCCH Format Due to Tx and Rx Restriction

As described above, to ensure a Tx/Rx switching time of a UE, an OFDMsymbol is excluded from Tx resource mapping, and resource mapping of aPUCCH is also affected by the excluded OFDM symbol. Thus, there is acase in which it is necessary to modify a PUCCH format.

For example, when OFDM symbol #0 in a first slot cannot be used, ashortened format should be used in the first slot, and when OFDM symbol#6 in a second slot cannot be used, a shortened format should be used inthe second slot. When OFDM symbols #5 and #6 in a second slot cannot beused, a further shortened format should be used in the second slot.

In the case of a second slot, PUCCH format 1/1a/1b and PUCCH format 3can be reused because shortened formats have been already used in a LongTerm Evolution (LTE) standard. In the case of a first slot, it isnecessary to define shortened formats of PUCCH format 1/1a/1b and PUCCHformat 3. PUCCH format 2/2a/2b requires introduction of a shortenedformat. However, there is a case in which two symbols cannot be used,and thus a further shortened format is necessary.

Since there is a case in which CDM cannot be performed on a newshortened format or further shortened format and an existing LTE PUCCHformat, resource allocation should be performed in consideration of thiscase.

13) Shortened Control Channel Format

As described above, a control channel for a D2D link needs to use ashortened format. Here, the shortened format will be described infurther detail.

(a) Shortened Format of PUCCH Format 1/1a/1b

Slot structures of PUCCH format 1/1a/1b may be classified into a normalformat, a shortened format, and a further shortened format according tothe number of OFDM symbols (or SC-FDMA symbols) included in one slot.

PUCCH format 1/1a/1b is spread into a sequence having a length of 12 onthe frequency axis. An RS block has a structure spread into a length-3DFT sequence on the time axis, and a data block has a structure spreadinto a length-4 Walsh sequence (normal format) or a length-3 DFTsequence (shortened format) on the time axis.

FIG. 30 is a conceptual diagram showing shortened formats of a PUCCHformat 1/1a/1b.

In a shortened format of type A, a block corresponding to OFDM symbol #0(BL #0 in FIG. 30) is not used for Tx. In a shortened format of type B,a block corresponding to OFDM symbol #6 (BL #6 in FIG. 30) is not usedfor Tx.

In both of the shortened format of type A and the shortened format oftype B, data symbol blocks are spread using a length-3 DFT sequence onthe time axis.

FIG. 31 is a table showing a length-3 DFT sequence.

Referring to FIG. 31, when a symbol before time-axis spreading isapplied is denoted by S(l, k) (l is an OFDM symbol number and k is asubcarrier index on the frequency axis), and DFT sequences used for thespreading are denoted by Di(0), Di(1), and Di(2) (i is a DFT sequenceindex), a symbol Q(l, k) after the spreading is presented as follows:Q(l,k)=S(l,k)×Di(0)Q(5,k)=S(5,k)×Di(1)Q(6,k)=S(6,k)×Di(2)

(b) Shortened Format of PUCCH Format 2

Slot structures of PUCCH format 2/2a/2b may be classified into a normalformat, a shortened format, and a further shortened format according tothe number of OFDM symbols (or SC-FDMA symbols) included in one slot.

FIG. 32 is a conceptual diagram showing shortened formats of PUCCHformat 2.

In a shortened format of type A, a block corresponding to OFDM symbol #0(BL #0 in FIG. 32) is not used for Tx. In a shortened format of type B,a block corresponding to OFDM symbol #6 (BL #6 in FIG. 32) is not usedfor Tx.

PUCCH format 2/2a/2b is spread into a sequence having a length of 12 onthe frequency axis. In the case of the normal format, each slottransmits five data symbols. In the case of the shortened format, eachslot transmits four data symbols.

(c) Shortened Format of PUCCH Format 3

PUCCH format 3 is based on DFT-spread (S)-OFDM, which is an LTE uplinkTx scheme.

FIG. 33 is a block diagram illustrating a Tx process of a DFT-S-OFDMscheme.

In the DFT-S-OFDM scheme, a signal is generated through a processillustrated in FIG. 33. Basically, N modulation symbols S(1), S(2), . .. , and S(N) are generated through modulation of a part of a codewordbit stream generated as a result of channel coding, subjected to DFT,and then converted into N symbols D(1), D(2), . . . , and D(N). Theseare mapped to N subcarriers. The N symbols D(1), D(2), . . . , and D(N)mapped to the N subcarriers will be referred to as a symbol block.Subsequently, the symbol block is converted into a signal in the timedomain through IFFT, and then transmitted. It is possible to know thatsuch a process is repeated in units of symbol blocks.

In a structure using a normal CP, each slot transmits seven symbolblocks, and a fourth symbol block among the symbol blocks is used for anRS. On the other hand, in a structure using an extended CP, each slottransmits six symbol blocks, and a third symbol block among the symbolblocks is used for an RS. Symbol blocks corresponding to an RS do not gothrough a DFT process, and directly map previously defined symbols torespective subcarriers in the frequency domain one by one.

Normal CP slot structures of PUCCH format 3 may be classified into anormal format, a shortened format, and a further shortened formataccording to the number of OFDM symbols (or SC-FDMA symbols) included inone slot.

FIG. 34 is a conceptual diagram showing shortened formats of PUCCHformat 4.

In a shortened format of type A, a block corresponding to OFDM symbol #0(BL #0 in FIG. 34) is not used for Tx. In a shortened format of type B,a block corresponding to OFDM symbol #6 (BL #6 in FIG. 34) is not usedfor Tx.

In both the shortened format of type A and the shortened format of typeB, data symbol blocks are spread using a length-4 Walsh sequence on thetime axis.

FIG. 35 is a table showing a length-4 Walsh sequence.

Referring to FIG. 35, when a symbol before time-axis spreading isapplied is denoted by S(l, k) (l is an OFDM symbol number, and k is asubcarrier index on the frequency axis), and Walsh sequences used forthe spreading are denoted by Wi(0), Wi(1), Wi(2), and Wi(3) (i is anWalsh sequence index), a symbol Q(l, k) after the spreading is presentedas follows:Q(l,k)=S(l,k)×Wi(0)Q(3,k)=S(3,k)×Wi(1)Q(5,k)=S(5,k)×Wi(2)Q(6,k)=S(6,k)×Wi(3)

In the table of FIG. 35, it is preferable to use a sequence index {0,1}, {1, 2}, {2, 3}, or {3, 1} to maintain orthogonality in a high-speedenvironment. This is because elements constituting these sets haveorthogonality with a length of 2 as well as a length of 4 betweenthemselves. In other words, Walsh sequences 1 and 2 are orthogonal toeach other as 1×1+(−1)×1=0 in an orthogonality test of their first twocoefficients, and likewise orthogonal to each other as1×(−1)+(−1)×(−1)=0 in an orthogonality test of their last twocoefficients. Due to this characteristic, orthogonality can bemaintained well even between high-speed UEs showing a drastic change inchannel over time.

When a shortened format is used in a first slot and a second slot of onesubframe, interference randomization is achieved by OCC remapping inunits of slots. In other words, when a length-4 Walsh sequence used inthe first slot and a length-4 Walsh sequence used in the second slot bya UE are appropriately selected, it is possible to achieve interferencerandomization.

It is assumed that one random Walsh sequence shown in FIG. 35 is denotedby Wi(0), Wi(1), Wi(2), or Wi(3) (i is a Walsh sequence index). In thetable shown in FIG. 35, interference between sequences havingneighboring indices is less than interference between sequences havingindices that do not neighbor each other. Thus, when two UEs useneighboring Walsh sequences in first slots, the UEs are caused to usenon-neighboring Walsh sequences in second slots if possible, and whentwo UEs use non-neighboring Walsh sequences in first slots, the UEs arecaused to use neighboring Walsh sequences in second slots if possible,such that interference equalization can be achieved between the UEs.FIG. 36 and FIG. 37 are tables showing examples of the use of Walshsequences for interference equalization.

14) Sequence and Hopping Configuration

According to a surrounding channel state, a D2D link should useorthogonal resources or reuse resources that are pseudo-used in anothercellular or D2D link. Orthogonality support for use of orthogonalresources and pseudo-orthogonality support for reuse of resources bothare required.

It is necessary to examine orthogonality/pseudo-orthogonality of thefollowing signals and channel:

-   -   D2D-PUSCH DM RS    -   D2D-PUCCH (sequence, resource offset, etc.)    -   D2D-PUCCH DM RS    -   D2D-SRS

15) Avoidance of Collision with Cellular HARQ Process and CellularCommunication Priority

When cellular communication priority is applied, cellular Tx isperformed but D2D Tx is not performed in a subframe in which data andcontrol information of D2D communication and a cellular link istransmitted. However, there can be some exceptions, for example, C-SRSTx and/or C-CSI Tx.

A transmitting UE determines a Tx power and an MCS, and transmitscontrol information such as the MCS (i.e., the size of a TB) to areceiving UE through a grant/assignment.

16) CSI Report Method and Content

(a) CSI Report System

FIG. 38 is a conceptual diagram illustrating a CSI report system for D2Dcommunication.

With reference to FIG. 38, a CSI report system in which a receiving D2DUE, a base station, and a transmitting D2D UE participate will besummarized below.

First, the receiving D2D UE reports CSI on wideband (the whole or a partof a cellular band) resources in response to a request of the basestation (S3801). At this time, the receiving D2D UE may estimate the CSIon the wideband resources of a D2D link by measuring an SRS of thetransmitting D2D UE. The CSI on the wideband resources may be reportedto the base station periodically or at a request of the base station.

Next, the base station determines D2D resource allocation andreallocation with reference to the CSI report of the receiving D2D UE.In the case of allocation, or when reallocation is necessary, the basestation transmits allocation/reallocation information to the D2Dtransmitting and receiving UEs (S3802-1 and S3802-2). S3802-1 indicatesa process in which the base station transmits D2D resourceallocation/reallocation information to the transmitting D2D UE, andS3802-2 indicates a process in which the base station transmits D2Dresource allocation/reallocation information to the receiving D2D UE.

The receiving D2D UE reports CSI on allocated D2D resources to thetransmitting UE (S3803). At this time, the receiving D2D UE may estimatethe CSI on the allocated D2D resources by measuring a DM RS or an SRS ofthe transmitting D2D UE. The CSI on the allocated D2D resources may beperiodically reported to the transmitting D2D UE, and the transmittingD2D UE performs link adaptation (selection of an MCS and power control)with reference to the reported CSI.

(b) CSI Feedback for Wideband Resources

When SC-FDMA is used, existing RI/PMI/CQI estimation in LTE needs to bemodified according to characteristics of SC-FDMA. When consecutiveresource allocation is assumed on the frequency axis, and Tx isperformed through one DFT process, it should be noted thatfrequency-selective precoding cannot be used.

On the other hand, there is a need for a CSI feedback design to enable abase station to perform frequency domain scheduling.

b-1) Subband Feedback

A CSI report on subband feedback includes the following:

-   -   RI: This is a rank applied in common to a whole band.    -   Subband PMI (only in the case of multi-antenna port Tx): PMIs        preferred for each subband according to respective layers are        extracted on the assumption that Tx is performed using the        subband only.    -   Subband CQI: This includes codeword-specific CQIs. When a rank        is 1, a CQI of one codeword is included, and when a rank is 2 or        higher, CQIs of two respective codewords are included.

b-2) Wideband Feedback

A CSI report on wideband feedback includes the following:

-   -   RI: This is a rank applied in common to a whole band.    -   Wideband PMI/CQI: PMIs (only in the case of multi-antenna port        Tx) preferred for a whole band according to respective layers        are included, and when a PMI preferred for the whole band is        used, codeword-specific CQIs are included.

b-3) UE-Selected Subband Feedback

A CSI report on UE-selected subband feedback includes the following:

-   -   RI: This is a rank applied in common to a whole band.    -   Position information on selected subbands    -   Subband PMIs of each selected subband (only in the case of        multi-antenna port Tx): PMIs preferred for each selected subband        according to respective layers are extracted on the assumption        that Tx is performed using the subband only.    -   CQI of each selected subband: This includes codeword-specific        CQIs. When a rank is 1, a CQI of one codeword is included, and        when a rank is 2 or higher, CQIs of two respective codewords are        included.

(c) CSI Feedback for Allocated Resources

A receiving UE extracts CSI on D2D resources in which data is received,and transmits the CSI to a counterpart transmitting UE. The CSI reportincludes the following:

-   -   RI: This is a rank applied in common to a whole allocated        resource area.    -   PMI (only in the case of multi-antenna port Tx): This is a        preferred PMI. Here, it is possible to use one of two PMI report        methods described later.    -   Codeword-specific CQIs: When a rank is 1, a CQI of one codeword        is included, and when a rank is 2 or higher, CQIs of two        respective codewords are included.

FIG. 39 to FIG. 41 are conceptual diagrams illustrating types of D2Dresource allocation.

First, when D2D resources occupy a plurality of frequency mass areas asshown in FIG. 39 and FIG. 40, a preferred PMI can be obtained using thefollowing method according to allocated resources.

-   -   PMIs preferred according to allocated frequency masses: A PMI        preferred for area A and a PMI preferred for area B are        obtained.    -   A PMI preferred for all allocated resources: One PMI to be        applied in common to area A and area B is obtained.

Next, when D2D resources occupy consecutive resources in the frequencydomain as shown in FIG. 41, a PMI preferred for all allocated resourcesmay be obtained as a preferred PMI.

(d) PMI Report and No PMI Report

When a “PMI reporting” method is used, RI/PMI/CQI reporting is performedusing a predetermined codebook.

-   -   When a transmitting UE uses two antenna ports, an estimated        RI/PMI/CQI is reported using an existing LTE uplink 2 Tx        codebook.    -   When a transmitting UE uses four antenna ports, an estimated        RI/PMI/CQI is reported using an existing LTE uplink 4 Tx        codebook.

When a “no PMI reporting” method is used, the following Tx process maybe taken into consideration to calculate a CQI.

-   -   When a transmitting UE uses a single antenna port, a CQI is        calculated on the assumption of single-antenna port Tx.    -   When a transmitting UE uses a plurality of antenna ports, a CQI        is calculated on the assumption of precoding (e.g., precoding        switching in units of slots).

17) Use of DM RS

(a) DM RS Base Sequence and CS Hopping

For interference randomization and DM RS orthogonalization, a basesequence of a D2D-PUSCH DM RS and CS hopping (CSH) are allowed to beseparately configured. To configure a PUSCH DM RS base sequence, avirtual cell ID N_(ID) ^(D2D-DMRS) is introduced. To configure PUSCH DMRS CSH, a parameter C_(init) used for initializing generation of ahopping pattern is set. N_(ID) ^(D2D-DMRS) is a parameter used insections 5.5.1.3 and 5.5.1.4 of LTE technical specification (TS) 36.211,and C_(init) is a parameter used in section 5.5.2.1.1 of LTE TS 36.211.

For Tx and Rx of a DM RS, a UE should receive the above configurationinformation relating to DM RS Tx from a base station.

a) CSI Estimation Using DM RS

To estimate CSI on allocated D2D resources, a DM RS or an SRS may beused. Here, a method of estimating CSI on the basis of a DM RS will bedescribed. A transmitting D2D UE transmits a DM RS in set resources, anda receiving-side UE receives the DM RS transmitted by thetransmitting-side UE and estimates CSI.

A UE may multiplex and transmit a DM RS port using a CDM scheme. Each DMRS port is an RS corresponding to each Tx layer used for the UE totransmit data. A plurality of DM RS ports use the same base sequence anddifferent CSs such that a receiving side can distinguish signalsaccording to the DM RS ports.

To estimate CSI using a DM RS, the UE should know DM RS configurationinformation. A base station provides the following DM RS configurationinformation to the UE.

-   -   Subframes and RBs in which the DM RS is transmitted    -   Configuration information on a DM RS sequence: a virtual cell ID        N_(ID) ^(D2D-DMRS) (determines a DM RS base sequence), a CSH        initialization value C_(init), the number of DM RS ports, and        CSs of the respective DM RS ports.

The UE may perform channel estimation on each DM RS port, and estimateCSI for D2D communication using the channel estimation result. Theestimated CSI is reported to a counterpart UE according to a feedbackreport configuration.

18) Resource Allocation Type and Tx Mode

Resource allocation of a D2D-PUSCH for D2D communication may beclassified into three types.

FIG. 42 to FIG. 44 are constitution diagrams of subframes illustratingexamples of types of D2D-PUSCH resource allocation for D2Dcommunication.

FIG. 42 shows an example of a consecutive allocation type in which thereis frequency hopping in units of slots as resource allocation type A,FIG. 43 shows an example of a consecutive allocation type in which thereis no frequency hopping in units of slots as resource allocation type B,and FIG. 44 shows an example of an inconsecutive allocation type inwhich there is no frequency hopping in units of slots as resourceallocation type C.

FIG. 45 is a table showing types of D2D-PUSCH resource allocationpermitted according to the number of antenna ports used for Tx.

(a) Single Antenna Transmission (SAT)

SAT denotes a method of transmitting data using one antenna port. Areceiving UE demodulates data using a DM RS transmitted together with aD2D-PUSCH. The number of ports for the DM RS used in the datademodulation, that is, DM RS ports, is also one. The DM RS istransmitted in a fourth OFDM (SC-FDMA) symbol section of each slot. TheDM RS port may also be used in D2D-CSI estimation.

(b) Multi-Antenna Transmission (MAT)

MAT denotes a method of transmitting data using a plurality of antennaports. When the number of antenna ports is N, the number of Tx layersmay be one of 1, 2, . . . , and N. A receiving UE demodulates data usinga DM RS transmitted together with a D2D-PUSCH. As a port for Tx of theDM RS used in the data demodulation, one DM RS port is used per Txlayer, and the same precoding is applied to a Tx layer and thecorresponding DM RS port. Thus, the number of DM RS ports should be thesame as the number of Tx layers. A DM RS port may also be used inD2D-CSI estimation.

The DM RS is transmitted in a fourth OFDM (SC-FDMA) symbol section ofeach slot.

19) Resource Allocation of DM RS Port

FIG. 46 is a table showing the number of DM-RS ports necessary fordemodulation of a D2D-PUSCH according to a Tx mode set in a UE.

As exemplified in FIG. 42 to FIG. 44, a DM RS is transmitted in a fourthOFDM (SC-FDMA) symbol section of each slot. A DM RS sequence isdetermined by a base sequence and a CS. To distinguish a plurality of DMRS ports transmitted in the same symbol section from each other,sequences used by the DM RS ports should differ from each other. The DMRS ports can be distinguished using the same base sequence and differentCSs, or using different CSs and OCCs.

In each slot, as many DM RE ports as the number of Tx layers should betransmitted. Thus, in a two-antenna port Tx mode, one or two DM RSports, that is, as many DM RS ports as the number of Tx layers, shouldbe mapped to each slot. In a four-antenna port Tx mode, one to four DMRS ports should be mapped to each slot. At this time, it is preferableto maximize a CS interval between DM RS ports to maintain orthogonality.

Using an OCC together with a CS, it is possible to improve orthogonalitybetween RS ports. Even when DM RS ports are distinguished through CS andOCC assignment, it is preferable to maximize a CS interval between DM RSports to maintain orthogonality.

In the LTE standard, a PUSCH DM RS sequence is given by Equation 18below. In D2D communication, an RS sequence is similarly generated asdescribed below.r _(u,v) ^((α))(n)=e ^(jan) r _(u,v)(n), 0≤n<M _(sc) ^(RS)  [Equation18]

Here, M_(sc) ^(RS) is a length of the RS sequence, which is equal to thenumber of subcarriers to which a D2D-PUSCH is assigned. α is a CS value,u is a base sequence group number, and v is a base sequence number.

Since a minimum resource allocation unit is one RB, and one RB occupies12 subcarriers, there are 12 values of α orthogonal to each other. Whena CS of a DM RS port for a Tx layer λ is denoted by α_(λ), α_(λ) may bepresented as Equation 19 below.α_(λ)=2πn _(cs,λ)/12  [Equation 19]

Here, n_(cs,λ)=(n_(DMRS) ⁽¹⁾+n_(DMRS) ⁽²⁾+n_(PN)(n_(s)))mod 12, n_(DMRS)⁽¹⁾ is a constant applied in common to DM RS ports corresponding torespective Tx layers and is given by an upper layer (RRC), andn_(DMRS,λ) ⁽²⁾ is a value assigned according to the Tx layer λ. Asn_(DMRS,λ) ⁽²⁾, one of 0, 1, . . . , and 11 is selected and used.

FIG. 47 is a table showing an example of an OCC sequence applied to aDM-RS.

When an OCC sequence corresponding to OCC index i is denoted by [W₀^(i),W₁ ^(i)], a DM RS sequence D⁰(0), D⁰(1), . . . , D⁰(M_(sc) ^(RS)−1)inserted into a first slot is obtained by multiplying the first elementsof the OCC sequence and the RS sequence as shown in Equation 20 below.D ⁰(n)=r _(u,v) ^((α))(n)W ₀ ^(i) 0≤n<M _(sc) ^(RS)  [Equation 20]

A DM RS sequence D¹(0), D¹(1), . . . , D¹(M_(sc) ^(RS)−1) inserted intoa second slot is obtained by multiplying the second element of the OCCsequence and the RS sequence as shown in Equation 21 below.D ¹(n)=r _(u,v) ^((α′))(n)W ₁ ^(i) 0≤n<M _(sc) ^(RS)  [Equation 21]

FIG. 48 to FIG. 50 are tables showing examples of preferable assignmentof CSs and OCCs according to the number of Tx layers.

In each table, a row and a column corresponding to the position of a DMRS port number denote a value of n_(DRMS,λ) ⁽²⁾ and an OCC used by thecorresponding DM RS port. For example, in the table of FIG. 48, DM RSport 0 denotes that CS-0 is used as n_(DRMS,λ) ⁽²⁾, and [1,1] is used asan OCC.

To maintain as much orthogonality between DM RS ports as possible, it ispreferable to assign n_(DRMS,λ) ⁽²⁾ and cause an n_(DRMS,λ) ⁽²⁾ intervalto be 12/N. More specifically, preferable n_(DRMS,λ) ⁽²⁾ assignment isas follows.

In the table of FIG. 48, it is preferable for an n_(DRMS,λ) ⁽²⁾ intervalof DM RS ports 0 and 1 to be 6, and thus when CS-0 is given, CS-1 may beset to (CS-0+6)mod 12.

In the table of FIG. 49, it is preferable for an n_(DRMS,λ) ⁽²⁾ intervalof DM RS ports 0, 1, and 2 to be 4, and thus when CS-0 is given, CS-1and CS-2 may be set to (CS-0+4)mod 12 and (CS-1+4)mod 12, respectively.

In the table of FIG. 50, it is preferable for an n_(DRMS,λ) ⁽²⁾ intervalof DM RS ports 0, 1, 2, and 3 to be 3, and thus when CS-0 is given,CS-1, CS-2, and CS-3 may be set to (CS-0+3)mod 12, (CS-1+3)mod 12, and(CS-2+3)mod 12, respectively.

20) Resource Allocation of CSI RS Port

An additional RS necessary for D2D-CSI estimation may be transmittedwithin a D2D-PUSCH resource range in an OFDM (SC-FDMA) symbol section inwhich a DM RS is transmitted.

FIG. 51 is a table showing the number of D2D-CSI RS ports necessaryaccording to a Tx mode.

A DM RS port used in single-antenna port Tx can also be used in D2D-CSIestimation, and thus no D2D-CSI RS port needs to be transmitted. Inother words, the DM RS port can serve as a D2D-CSI RS port.

Since one RB corresponds to the minimum resource allocation unit, atotal number of CSs that can be used by an RS is at least 12. When anOCC is additionally used as needed, there are a total number of 24resources.

FIG. 52 is a table showing a total number of RS ports (DM-RS+CSI-RS)necessary according to a Tx mode and the number of Tx layers.

The following should be taken into consideration:

-   -   For data demodulation, one DM RS port should be transmitted per        Tx layer.    -   All DM RS ports for demodulation should be transmitted in a        first slot and a second slot of a subframe.    -   One CSI RS port for D2D-CSI estimation should be transmitted per        transmitting antenna.    -   A CSI RS port for D2D-CSI estimation may be transmitted in only        one slot.

In the case of single-antenna port Tx, for the purpose of CS allocationof a DM RS port, one of 12 CSs may be determined and used, and the DM RSport may be used as a CSI RS port.

In the case of multi-antenna port Tx, when a DM RS port and a CSI RSport are multiplexed in the same OFDM (SC-FDMA) symbol, there may beproblems such as an increase in a PAPR and a reduction in power per RS.When a UE is not in a power-limited state, it is possible to multiplex aDM RS port and a CSI RS port in the same OFDM (SC-FDMA) symbol. However,it is preferable for a UE in the power-limited state to use an SRS portas a CSI RS port.

A method of performing CDM on an DM RS port and a CSI RS port in thesame OFDM (SC-FDMA) symbol section will be described below.

For CSI RS ports, the following should be taken into consideration:

-   -   The CSI RS ports should be equally distributed to a first slot        and a second slot.    -   In the case of two-antenna port Tx, one CSI RS port is mapped to        each slot.    -   In the case of four-antenna port Tx, two CSI RS ports are mapped        to each slot.    -   While an OCC can be applied to a DM RS port, an OCC cannot be        applied to one CSI RS port when the CSI RS port is transmitted        in one slot.

A CS α_(i) ^(CSI) of a CSI RS port may be presented as shown in Equation22 below.α_(i) ^(CSI)=2πn _(cs,i) ^(CSI)/12  [Equation 22]

Here, n_(cs,i) ^(CSI)=(n_(DMRS) ⁽¹⁾+n_(CSIRS,i)+n_(PN)(n_(s)))mod 12.

For a DM RS port and a CSI RS port, the same value should be used aseach of n_(DMRS) ⁽¹⁾ and n_(PN)(n_(s)), such that orthogonality can bemaintained between the different RS ports. As a CS value parametern_(CSIRS,i) of CSI RS port i corresponding to antenna port i, one of 0,1, . . . , and 11 is selected and used.

In consideration of this, resource mapping of CSI RS ports can beperformed as described below.

FIG. 53 is a table showing resource mapping of CSI-RS ports.

In the table of FIG. 53, a first column shows values of n_(CSIRS,i), anda first row shows in which CSI RS ports are transmitted. For example,CSI RS port 1 uses CS-a as a value of n_(CSIRS,i) in a second slot.

As mentioned above, in the case of DM RS ports, values of n_(DMRS,λ) ⁽²⁾of DM RS ports corresponding to respective assigned Tx layers aredenoted by CS-0, CS-1, CS-2, and CS-3. Here, values of n_(CSIRS,i) ofCSI RS ports corresponding to respective antenna ports i are denoted byCS-a and CS-b. To maximize orthogonality between RS ports, CS allocationas described below is preferable.

In the case of Tx of one layer using two antenna ports, CS-0 and CS-aare allocated to have an interval of 6, and in the case of Tx of twolayers using two antenna ports, CS-0, CS-1, and CS-a are allocated tohave an interval of 4.

In the case of Tx of one layer using four antenna ports, CS-0, CS-a, andCS-b are allocated to have an interval of 4, and in the case of Tx oftwo layers using four antenna ports, CS-0, CS-1, CS-a, and CS-b areallocated to have an interval of 3. In the case of Tx of three layersusing four antenna ports, CS-0, CS-1, CS-2, CS-a, and CS-b are allocatedto have an interval of 2 or 3, and in the case of Tx of four layersusing four antenna ports, CS-0, CS-1, CS-2, CS-3, CS-a, and CS-b areallocated to have an interval of 2.

The following description concerns a method of performing FDM on a DM RSport and a CSI RS port in the same OFDM (SC-FDMA) symbol section.

DM RS ports are transmitted on even-numbered subcarriers, and CSI RSports are transmitted on odd-numbered subcarriers, such that usedresources do not overlap each other. Thus, a length M_(SC) ^(RS) of anRS sequence corresponds to half the number of subcarriers to which a D2DPUSCH is assigned.

FIG. 54 is a table showing slot assignment of CSI-RS ports.

For maintenance of orthogonality, it is preferable to maximize anassigned CS interval between CSI RS ports transmitted together in thesame slot.

A CS α_(p) ^((s)) of CSI RS port p transmitted in slot s (s=0 indicatesa first slot, and s=1 indicates a second slot) may use Equation 23below.

$\begin{matrix}{\alpha_{p}^{(s)} = {2\pi\frac{n_{CSIRS}^{{(s)},p}}{M}}} & \lbrack {{Equation}\mspace{14mu} 23} \rbrack\end{matrix}$

Here,

${n_{CSIRS}^{{(s)},p} = {( {n_{CSIRS}^{(s)} + \frac{M \cdot \lbrack \frac{p}{2} \rbrack}{N_{CSIRS}}} ){mod}\mspace{14mu} M}},$N_(CSIRS) is the number of CSI RS ports, p∈{0, 1, . . . , N_(CSIRS)−1},and n_(CSIRS) ^((s)) is a constant applied in common to CSI RS portstransmitted in the same slot and may be set to 0 or another value. M isthe number of available CS values.

In two-antenna port Tx, one CSI port is transmitted in one slot, andthus n_(CSIRS) ^((0),0) of CSI RS port 0 of the first slot correspondingto antenna port 0 is given by Equation 24 below.n _(CSIRS) ^((0),0) =n _(CSIRS) ⁽⁰⁾ mod M  [Equation 24]

n_(CSIRS) ^((1),1) of CSI RS port 1 of the second slot corresponding toantenna port 1 is given by Equation 25 below.n _(CSIRS) ^((1),1) =n _(CSIRS) ⁽¹⁾ mod M  [Equation 25]

In four-antenna port Tx, two CSI ports are transmitted in one slot, andthus n_(CSIRS) ^((0),0) and n_(CSIRS) ^((0),2) of CSI RS ports 0 and 2of the first slot corresponding to antenna ports 0 and 2 are given byEquation 26 below.

$\begin{matrix}{{n_{CSIRS}^{{(0)},0} = {n_{CSIRS}^{(0)}\mspace{14mu}{mod}\mspace{14mu} M}}{n_{CSIRS}^{{(0)},2} = {( {n_{CSIRS}^{(0)} + \frac{M}{2}} ){mod}\mspace{14mu} M}}} & \lbrack {{Equation}\mspace{14mu} 26} \rbrack\end{matrix}$

n_(CSIRS) ^((1),1) and n_(CSIRS) ^((1),3) of CSI RS ports 1 and 3 of thesecond slot corresponding to antenna ports 1 and 3 are given by Equation27 below.

$\begin{matrix}{{n_{CSIRS}^{{(1)},1} = {n_{CSIRS}^{(1)}\mspace{14mu}{mod}\mspace{14mu} M}}{n_{CSIRS}^{{(1)},3} = {( {n_{CSIRS}^{(1)} + \frac{M}{2}} ){mod}\mspace{14mu} M}}} & \lbrack {{Equation}\mspace{14mu} 27} \rbrack\end{matrix}$

In other words, regardless of a value of M, an interval between valuesof α_(p) ^((s)) of two CSI RS ports transmitted in the same slot becomesπ.

The following description concerns a method of multiplexing only CSI RSports in a specific OFDM (SC-FDMA) symbol section when a DM RS port anda CSI RS port are not transmitted in the same OFDM (SC-FDMA) symbolsection.

A length M_(sc) ^(RS) of a CSI RS sequence corresponds to the number ofsubcarriers to which a D2D-PUSCH is assigned, and a CSI RS istransmitted in a frequency region occupied by the D2D-PUSCH.

For maintenance of orthogonality, it is preferable to maximize anassigned CS interval between CSI RS ports transmitted together in thesame symbol section.

A CS α_(p) of CSI RS port p may be determined according to Equation 28below.

$\begin{matrix}{\alpha_{p} = {2\pi\frac{n_{CSIRS}^{p}}{M}}} & \lbrack {{Equation}\mspace{14mu} 28} \rbrack\end{matrix}$

Here,

${n_{CSIRS}^{p} = {( {n_{CSIRS} + \frac{M \cdot p}{N_{CSIRS}}} ){mod}\mspace{14mu} M}},$N_(CSIRS) is the number of CSI RS ports, p∈{0, 1, . . . N_(CSIRS)−1},and n_(CSIRS) is a constant applied in common to CSI RS portstransmitted in the same slot section and may be set to 0 or anothervalue. M is the number of available CS values.

In two-antenna port Tx, two CSI ports are transmitted. n_(CSIRS) ⁰ ofCSI RS port 0 corresponding to antenna port 0 is given by Equation 29below.n _(CSIRS) ⁰ =n _(CSIRS) mod M  [Equation 29]

n_(CSIRS) ^((1),1) of CSI RS port 1 corresponding to antenna port 1 isgiven by Equation 30 below.

$\begin{matrix}{n_{CSIRS}^{1} = {( {n_{CSIRS} + \frac{M}{2}} ){mod}\mspace{14mu} M}} & \lbrack {{Equation}\mspace{14mu} 30} \rbrack\end{matrix}$

In four-antenna port Tx, four CSI ports are transmitted. n_(CSIRS) ⁰,n_(CSIRS) ¹, n_(CSIRS) ², and n_(CSIRS) ³ of CSI RS ports 0, 1, 2, and 3corresponding to antenna ports 0, 1, 2, and 3 are given by Equation 31below.

$\begin{matrix}{{n_{CSIRS}^{0} = {n_{CSIRS}\mspace{14mu}{mod}\mspace{14mu} M}}{n_{CSIRS}^{1} = {( {n_{CSIRS} + \frac{M}{4}} ){mod}\mspace{14mu} M}}{n_{CSIRS}^{2} = {( {n_{CSIRS} + \frac{M}{2}} ){mod}\mspace{14mu} M}}{n_{CSIRS}^{3} = {( {n_{CSIRS} + \frac{3M}{4}} ){mod}\mspace{14mu} M}}} & \lbrack {{Equation}\mspace{14mu} 31} \rbrack\end{matrix}$

In other words, regardless of a value of M, an interval between valuesof α_(p) of four CSI RS ports transmitted in the same symbol sectionbecomes

$\frac{\pi}{2}.$

21) CSI Report

(a) Problem of Handling Collision Between CSI Reports

D2D CSI reporting and cellular CSI reporting to a base station may occurin the same subframe. A method of setting priority and selecting andmaking only one report when a collision occurs is used. For example,priority may be given to the cellular CSI report, and when a collisionoccurs, the D2D CSI report may be dropped, and only the cellular CSIreport may be transmitted.

(b) CSI Report on Wideband Resources for D2D Communication

A CSI report on wideband resources for D2D communication is transmittedusing cellular resources. The CSI report has a similar configuration toan existing LTE CSI report.

(c) CSI Report on Allocated D2D Resources

In the case of one-way D2D communication, CSI reporting resources arepositioned in a D2D HARQ ACK Tx subframe if possible, and a reportingperiod is in accordance with a setting.

ACK/NACK

CSI+ACK/NACK

CSI

In the case of two-way D2D communication, CSI reporting resources arepositioned in D2D data Tx resources if possible, and a reporting periodis in accordance with a setting.

When there is data

(Data+Grant)

(Data+Grant)+ACK/NACK

(Data+Grant)+CSI

(Data+Grant)+CSI+ACK/NACK

When there is no data

ACK/NACK

CSI+ACK/NACK

CSI

Tx Format of Base Station Tx Control Channel

1) Link Identification Using Only DCI Format

The following description concerns a method of achieving linkidentification when CRC is scrambled with a cell (C)-RNTI instead of anadditional RNTI (D2D-RNTI) for a PDCCH (or EPDCCH; a PDCCH mentionedbelow can be replaced by an EPDDCH) used for D2D-PUSCH scheduling.

An additional DCI format may be provided for control informationsignaling between a base station and D2D transmitting and receiving UEs,but in this case, the number of blind decoding times of a UE mayincrease. Thus, not to increase the number of blind decoding times, itis preferable to use a DCI format of the same size regardless of a link.

Since D2D communication occurs in an uplink subframe, an uplink DCIformat is used to deliver control information for the D2D communication.DCI formats for an uplink grant defined in 3^(rd) Generation PartnershipProject (3GPP) LTE/LTE-Advanced standards include DCI format 0 and DCIformat 4.

For each of DCI format 0 and DCI format 4, the following configurationis used.

When a DCI format of the same size is used regardless of a link, and aUE performs communication through a cellular link and at least one D2Dlink, the UE should be able to identify a link targeted by a PDCCH. Tothis end, a link indicator field (LIF) is provided in DCI. A basestation signals configuration information on a link corresponding toeach LIF value to the UE in advance using RRC signaling. Also, the basestation notifies the UE of what kind of link a grant or assignment isfor using a LIF value in the DCI.

FIG. 55 and FIG. 56 are tables showing meanings of values of a LIF.

FIG. 55 shows examples of a case in which Tx and Rx are performed by oneUE, and FIG. 56 shows examples of a case in which Tx and Rx areperformed by several UEs.

In the case of a UE for which cross-carrier scheduling is set, a LIFindicates a link in a carrier indicated by a carrier indicator field(CIF). In other words, the LIF serves to notify the UE of whether a linkis a cellular link or a D2D link, and what kind of D2D link a D2D linkis (including whether Tx or Rx is performed) when the link is the D2Dlink.

In the case of a UE for which cross-carrier scheduling is not set, a LIFindicates a link belonging to the corresponding uplink carrier indicatedin system information block 1 (SIB-1) in a downlink carrier in which aPDCCH is transmitted.

When a base station transmits DCI, a CRC of DCI transmitted to UE A isscrambled with a C-RNTI of UE A, and a CRC of DCI transmitted to UE B isscrambled with a C-RNTI of UE B.

Each UE checks a link targeted by the DCI from a carrier in which aPDCCH is transmitted and a LIF or a CIF and a LIF.

2) Link Identification Using DCI Format and D2D-RNTI

The following description concerns a method of achieving linkidentification using a PDCCH (or EPDCCH; a PDCCH mentioned below can bereplaced by an EPDDCH) whose CRC is scrambled with an additional RNTI(D2D-RNTI) for D2D-PUSCH scheduling.

A CRC of a PDCCH that transmits control information for D2D-PUSCH Tx orD2D-PUSCH Rx scheduling is scrambled with a D2D-RNTI.

FIG. 57 is a table showing PDCCH formats and D2D-PUSCH Tx methods setaccording to D2D-RNTIs.

FIG. 57 shows DCI formats transmitted through a PDCCH that isCRC-scrambled with a D2D-RNTI, Tx methods used for a D2D-PUSCH that isscheduled according to DCI, and search spaces of the PDCCH.

A D2D-RNTI is included in D2D link configuration information anddelivered to a D2D UE by a base station. In other words, respective D2DUEs receive UE-specific D2D-RNTIs from the base station. Whentransmitting a PDCCH, the base station scrambles a CRC of the PDCCH witha D2D-RNTI assigned to a UE to which the PDCCH is delivered.

Since a CRC of a PDCCH is scrambled with a C-RNTI for cellularcommunication and a D2D-RNTI for D2D communication, a UE can identifywhether a PDCCH is for cellular communication or D2D communicationthrough CRC detection.

Here, it should be noted that, to not increase the number of times ofblind detection of a PDCCH, format 0 and format 4 used for scheduling acellular uplink should have the same sizes as format 0 and format 4 usedfor scheduling a D2D link.

In each DCI format for D2D communication, a control field of one-bitsize for distinguishing between Tx and Rx is provided in the DCI formatto distinguish between PUSCH-Tx and PUSCH-Rx.

-   -   In the case of DCI format 0, when a CRC is scrambled with a        D2D-RNTI, the one-bit control field is used for distinguishing        between PUSCH-Tx and PUSCH-Rx.    -   In the case of DCI format 4, when a CRC is scrambled with a        D2D-RNTI, the one-bit control field is used for distinguishing        between PUSCH-Tx and PUSCH-Rx.

Each of two UEs performing D2D communication may perform bit-levelscrambling with D2D-RNTIs assigned to the UE while generating aD2D-PUSCH and a D2D-PUCCH transmitted by the UE itself. In this case, aD2D UE should receive a D2D-RNTI used by the counterpart UE from a basestation to demodulate a D2D-PUSCH and a D2D-PUCCH transmitted by thecounterpart UE. Since the two D2D UEs may belong to different cells anduse different cell IDs, a D2D UE should additionally know a cell ID or avirtual cell ID that is used for bit-level scrambling by the counterpartUE. To this end, cell ID or virtual cell ID information on thecounterpart UE may be received from the base station.

Although it is possible to assign the same D2D-RNTI to the two D2D UEs,it is preferable to assign different D2D-RNTIs because it is impossibleto determine which UE a PDCCH is intended for in a portion in whichPDCCH search spaces of the two UEs overlap.

The description below concerns DCI formats that are used according to Txmodes and should be detected by each UE.

DCI detection for D2D-PUSCH Tx of a UE itself:

-   -   In a single-antenna port Tx mode, DCI format 0 is detected.    -   In a multi-antenna port Tx mode (spatial multiplexing mode), DCI        formats 0 and 4 are detected.    -   It is assumed that a CRC of a PDCCH is scrambled with a D2D-RNTI        assigned to the UE itself.

DCI detection for D2D-PUSCH Rx of a UE itself:

-   -   When a D2D-PUSCH Tx UE is set to the single-antenna port Tx        mode, DCI format 0 is detected.    -   When a D2D-PUSCH Tx UE is set to the multi-antenna port Tx mode        (spatial multiplexing mode), DCI format 0 is detected.    -   It is assumed that a CRC of a PDCCH is scrambled with a D2D-RNTI        assigned to the UE itself.

Between the above-described two link identification methods, the linkidentification method using a DCI format and a D2D-RNTI together ispreferable in consideration of an increase in overhead of a DCI format.

Procedure of Using D2D Link

1) D2D Link Configuration, Activation, Reactivation, and DeactivationProcess

A process between a base station and a UE for D2D communication isdivided into the three following processes:

(1) The base station delivers D2D link configuration information to theD2D UE through RRC signaling.

(2) The base station delivers scheduling or rescheduling informationsuch as frequency domain resource allocation and an MCS to the UEthrough PDCCH signaling.

(3) The base station delivers information on scheduling release throughPDCCH signaling to the UE.

A D2D UE receives D2D link configuration information through RRCsignaling of a base station. Additional scheduling or reschedulinginformation on a D2D link is included in an activation or reactivationPDCCH and transmitted.

From the D2D link configuration information and the additionalscheduling information, the D2D UE knows positions of resources, an MCS,a Tx method, etc., to be used for D2D communication.

A point in time at which D2D Tx and Rx are started by applying thescheduling information included in the activation/deactivation PDCCH isdetermined according to an activation/reactivation PDCCH Tx time point.

Release of already activated D2D scheduling is achieved through Tx ofthe deactivation PDCCH.

(a) D2D Link Configuration Information

D2D link configuration information is transmitted to each D2D UE throughUE-specific RRC signaling by a base station. D2D link configurationinformation transmitted to each D2D UE includes necessary informationamong the following pieces of information according to characteristicsof a D2D link.

-   -   D2D-RNTI: A D2D-RNTI is used for CRC scrambling of an        activation/reactivation/deactivation PDCCH. A D2D-RNTI is used        for bit-level scrambling of a D2D-PUSCH and a D2D-PUCCH.        Different D2D-RNTIs may be set for respective UEs. In this case,        each UE should receive a D2D-RNTI that is used by a counterpart        UE to generate a D2D-PUSCH and a D2D-PUCCH from a base station.    -   Tx link virtual cell ID: This is a virtual cell ID used in a Tx        link, and used to generate a D2D-PUSCH, a D2D-PUCCH, a D2D-PUSCH        DM RS, and a D2D-PUCCH DM RS instead of a cell ID. A plurality        of cell IDs may be set in advance by RRC signaling, and then a        value in use may be indicated through a PDCCH.    -   Rx link virtual cell ID: This is a virtual cell ID used in an Rx        link, and used to generate a D2D-PUSCH, a D2D-PUCCH, a D2D-PUSCH        DM RS, and a D2D-PUCCH DM RS, instead of a cell ID. A plurality        of cell IDs may be set in advance by RRC signaling, and then a        value in use may be indicated through a PDCCH.    -   Tx link C_(init): This is C_(init) used in a Tx link, and used        to initialize D2D-PUSCH DM RS and D2D-PUCCH DM RS CSH. A        plurality of C_(init) may be set in advance by RRC signaling,        and then a value in use may be indicated through a PDCCH.    -   Rx link C_(init): This is C_(init) used in an Rx link, and used        to initialize D2D-PUSCH DM RS and D2D-PUCCH DM RS CSH. A        plurality of C_(init) may be set in advance by RRC signaling,        and then a value in use may be indicated through a PDCCH.    -   Parameters for power control of D2D-PUSCH Tx: Maximum        permissible Tx power P_(D2D,max), P_D2D_0_Nominal_PUSCH P_(D2D)        _(_) _(O) _(_) _(NOMINAL) _(_) _(PUSCH), P_D2D_0_UE_PUSCH        P_(D2D) _(_) _(O) _(_) _(NOMINAL) _(_) _(PUSCH), and        P_D2D_0_PUCCH P_(D2D) _(_) _(O) _(_) _(PUCCH)    -   D2D-PUCCH Rx resource allocation information: D2D-grant        information Rx resources (e.g., a resource allocation parameter        of PUCCH format 3), D2D-HARQ ACK Rx resources (e.g., a resource        allocation parameter of PUCCH format 1a/1b), D2D-SR Tx resources        (e.g., a resource allocation parameter of PUCCH format 1), and        D2D-CSI Rx configuration information (information on Rx        resources (e.g., a resource allocation parameter of PUCCH format        2 or PUCCH format 3), and a period and offset of a D2D-CSI        report subframe).    -   D2D-PUCCH Tx resource allocation information: D2D-grant        information Tx resources (e.g., a resource allocation parameter        of PUCCH format 2 or PUCCH format 3), D2D-HARQ ACK Tx resources        (e.g., a resource allocation parameter of PUCCH format 1a/1b),        D2D-SR Tx resources (e.g., a resource allocation parameter of        PUCCH format 1), and D2D-CSI Tx configuration information        (information on Tx resources (e.g., a resource allocation        parameter of PUCCH format 2 or PUCCH format 3), and a period and        offset of a D2D-CSI report subframe).    -   D2D-PUSCH Tx resource allocation information: In the case of SPS        resource allocation, an initial Tx occurrence interval (in units        of subframes). In the case of periodic resource allocation in        units of HARQ processes, a subframe interval of D2D-PUSCH Tx        resources (corresponding to a D2D-HARQ RTT), and D2D-HARQ ACK Rx        time point k (an ACK/NACK of a D2D-PUSCH transmitted in subframe        n is received in subframe n+k).    -   D2D-PUSCH Rx resource allocation information: In the case of SPS        resource allocation, this is an interval between subframes in        which initial Tx occurs. In the case of periodic resource        allocation in units of HARQ processes, this is a subframe        interval of D2D-PUSCH Rx resources (corresponding to a D2D-HARQ        RTT), and D2D-HARQ ACK Tx time point k (an ACK/NACK of a        D2D-PUSCH received in subframe n is transmitted in subframe        n+k).    -   D2D-SRS Tx configuration information: This includes a subframe        period and offset, a Tx position in the frequency domain, and a        Tx power regarding type-1 D2D-SRS (D2D-SRS for path loss        estimation), and a subframe period and offset, a Tx position in        the frequency domain, and an offset P_D2D_SRS_OFFSET P_(D2D)        _(_) _(SRS) _(_) _(OFFSET) (dB) between a type-2 D2D-SRS Tx        power and a D2D-PUSCH Tx power regarding type-2 D2D-SRS (D2D-SRS        for D2D-CSI estimation).    -   D2D-SRS Rx configuration information: This includes a subframe        period and offset, an Rx position in the frequency domain, and a        Tx power regarding type-1 D2D-SRS (D2D-SRS for path loss        estimation), and a subframe period and offset, a Tx position in        the frequency domain, and an offset P_D2D_SRS_OFFSET P_(D2D)        _(_) _(SRS) _(_) _(OFFSET) (dB) between a type-2 D2D-SRS Tx        power and a D2D-PUSCH Tx power regarding type-2 D2D-SRS (D2D-SRS        for D2D-CSI estimation).

(b) Details of Virtual Cell ID and C_(init)

The following description concerns details of a case in which a virtualcell ID and C_(init) are applied to a D2D-PUSCH DM-RS and a D2D-PUCCHDM-RS.

(D2D-PUSCH DM RS)

A virtual cell ID is used to configure a DM RS base sequence of aD2D-PUSCH, and C_(init) is used to initialize generation of a D2D-PUSCHDM RS CSH pattern. In other words, a virtual cell ID is used instead ofa cell ID in sections 5.5.1.3 and 5.5.1.4 of LTE TS 36.211, and C_(init)corresponds to a parameter Cinit used in section 5.5.2.1.1 of LTE TS36.211.

More specifically, in section 5.5.1.3 of TS 36.211, a sequence groupnumber u in slot ns is determined according to a group hopping patternf_(gh)(n_(s)) and a sequence shift pattern f_(ss) as Equation 32 below.u=(f _(gh)(n _(s))+f _(ss))mod 30  [Equation 32]

Here, when group hopping is used, the group hopping patternf_(gh)(n_(s)) for a D2D-PUSCH DM RS is given by a pseudo-random sequencec(i), and at this time, an equation below is used to initialize apseudo-random sequence generator. In other words, using a virtual cellID N_(ID) ^(PUSCHDMRS) instead of an existing physical layer cell ID,initialization is performed using Equation 33 below at the beginning ofeach radio frame.

$\begin{matrix}{C_{init} = \lbrack \frac{N_{ID}^{PUSCHDMRS}}{30} \rbrack} & \lbrack {{Equation}\mspace{14mu} 33} \rbrack\end{matrix}$

A D2D-PUSCH DM RS sequence shift pattern f_(ss) ^(PUSCH) is given byEquation 34 below.f _(ss) ^(PUSCH)=(N _(ID) ^(PUSCHDMRS) mod 30+Δ_(ss))mod 30  [Equation34]

In the above equation, a base station transmits values of N_(ID)^(PUSCHDMRS) to a UE using UE-specific signaling.

During generation of a PUSCH DM RS sequence in section 5.5.2.1.1 of TS36.211, a CS of the DM RS sequence is changed through cell-specifichopping with a change in a slot number. This CSH is determined byn_(PN)(n_(s)), and defined according to a slot number n_(s) usingEquation 35 below.n _(PN)(n _(s))=Σ_(i=0) ⁷ c(8N _(symb) ^(UL) ·n _(s)+i)·2^(i)  [Equation 35]

In the existing LTE Release-10 standard, Equation 36 below is used toinitialize the pseudo-random sequence c(i), and the value is determinedaccording to each cell.

$\begin{matrix}{C_{init} = {{\lfloor \frac{N_{ID}^{cell}}{30} \rfloor \cdot 2^{5}} + f_{ss}^{PUSCH}}} & \lbrack {{Equation}\mspace{14mu} 36} \rbrack\end{matrix}$

Here, values of c_(ini) are signaled to UEs, respectively.

(D2D-PUCCH DM RS)

A virtual cell ID N_(ID) ^(PUCCH) for a D2D-PUCCH is used to generate aD2D-PUCCH DM RS base sequence and a CSH pattern. Here, it should benoted that the virtual cell ID N_(ID) ^(PUCCH) for a D2D-PUCCH and avirtual cell ID N_(ID) ^(PUSCH DM RS) for a D2D-PUSCH DM RS may be setdifferently from each other.

2) D2D Link Activation (Scheduling)

FIG. 58 is a conceptual diagram illustrating a procedure for D2D linkscheduling between a base station and a UE.

Using a PDCCH, a base station allocates D2D-PUSCH Tx resources andD2D-PUSCH Rx resources to D2D UEs.

When a D2D link activation PDCCH is detected in subframe n, a UEtransmits an Rx ACK in subframe n+k to the base station. Like in dynamicACK/NACK resource mapping according to the LTE standard, k=4 ispreferable to use PUCCH format 1a/1b resources mapped by the lowestcontrol channel element (CCE) index of the PDCCH as Tx resources of theRx ACK.

The activation PDCCH includes all or some of the following pieces ofinformation:

-   -   Information indicating whether grant information below is about        D2D-PUSCH Tx resources or Rx resources    -   Grant information: information on frequency domain D2D-PUSCH        resource allocation, the number of Tx layers in the case of        multi-antenna spatial multiplexing Tx, and precoding information        on each Tx layer and codeword-specific MCS information in the        case of multi-antenna spatial multiplexing Tx (necessary for a        transmitting-side UE only).

When an activation PDCCH is detected in subframe n, it is possible tostart D2D Tx or Rx beginning with subframe (n+q+4) according toactivation information. Here, q is 0 or a positive integer. In the caseof SPS assignment, Tx and Rx of a first initial Tx occurs in subframe(n+q+4). Since Tx of an Rx ACK of the activation PDCCH and Tx and Rx ofa D2D-PUSCH should not occur in the same subframe, q≠0 is preferable.

When a transmitting UE takes a time necessary for data Tx preparationinto consideration, and the base station does not receive an Rx ACK ofthe activation PDCCH from the two UEs (when DTX occurs in at least oneUE), q>2 is preferable in general, such that the base station transmitsthe activation PDCCH again.

For example, if q=4, when the activation PDCCH is detected in subframen, it is possible to start D2D Tx or Rx beginning with subframe (n+8)according to activation information. In the case of SPS assignment, Txand Rx of a first initial Tx occur in subframe (n+8).

A value of q may use a fixed value determined in a standard, may beincluded in D2D link configuration information and reported to the D2DUEs by RRC signaling, or may be included in an activation orreactivation PDCCH as control information and reported to the D2D UEs.

3) D2D Link Reactivation (Rescheduling)

Using a PDCCH, D2D-PUSCH Tx resources and D2D-PUSCH Rx resources arereallocated.

A UE receiving a reactivation PDCCH stops already assigned D2D Tx, andrestarts D2D Tx according to reactivation PDCCH information.

When a D2D link reactivation PDCCH is detected in subframe n, a UEtransmits an Rx ACK in subframe n+k to the base station. k=4 ispreferable to use PUCCH format 1a/1b resources mapped by the lowest CCEindex of the PDCCH as Tx resources of the Rx ACK.

Control information included in the reactivation PDCCH and a UE processfor the reactivation PDCCH are the same as in the case of an activationPDCCH.

4) D2D Link Deactivation (Scheduling Release)

Using a PDCCH, the allocation of D2D-PUSCH Tx resources and D2D-PUSCH Rxresources is released.

When a D2D link deactivation PDCCH is detected in subframe n, a UEtransmits an Rx ACK in subframe n+k to a base station.

In the deactivation PDCCH, information indicating whether thedeactivation PDCCH is about D2D-PUSCH Tx resources or Rx resources isincluded.

When the deactivation PDCCH is detected in subframe n, the correspondingD2D-PUSCH resource allocation is released beginning with the nextsubframe, and D2D Tx and Rx using the corresponding D2D-PUSCH areterminated.

5) Various Link Adaptation Methods

As described above, D2D grant information exchanged for link adaptationincludes the following:

-   -   The number of Tx layers    -   Codeword-specific NDIs    -   Codeword-specific RVs    -   Codeword-specific MCSs    -   A TPC command for a D2D-PUCCH

In the case of single-antenna port Tx, the number of Tx layers is alwaysone, and thus information on the number of Tx layers is necessary onlyfor the case of multi-antenna port Tx. It is assumed that a mappingrelationship between Tx layers and codewords has been determined inadvance. In the case of non-adaptive Tx in which an MCS is fixed by abase station, the MCS is not transmitted. A TPC command for a D2D-PUCCHmay not be transmitted according to a configuration.

According to the degree of link adaptation by a D2D UE, link adaptationmethods are classified as described below.

(a) Non-Adaptive SPS

In non-adaptive SPS, D2D communication is performed on the basis ofgrant information that is set through an activation/reactivation PDCCHby a base station. Since the communication is performed according to anMCS determined by the base station, it is unnecessary to exchangeD2D-grant information and D2D-CSI reports between UEs.

(b) Adaptive SPS

In adaptive SPS, a data transmitting UE performs link adaptation bytransmitting a D2D-grant to a counterpart UE when needed. D2D-CSIreports are exchanged between UEs.

(c) Periodic Resource Allocation in Units of HARQ Processes andNon-Adaptive Retransmission

In the case of periodic resource allocation in units of HARQ processes,an occurrence position of a HARQ initial Tx is determined according to abuffer status, and thus a data transmitting UE always transmits the HARQinitial Tx to a counterpart UE together with D2D-grant information. Inthe case of non-adaptive retransmission, D2D communication is performedon the basis of the D2D-grant information used in the initial Tx. Thus,in the case of retransmission, no D2D-grants are exchanged between theUEs. For link adaptation of the initial Tx, D2D-CSI reports areexchanged between the UEs.

(d) Periodic Resource Allocation in Units of HARQ Processes and AdaptiveRetransmission

In the case of periodic resource allocation in units of HARQ processes,an occurrence position of a HARQ initial Tx is determined according to abuffer status, and thus a data transmitting UE always transmits a HARQinitial Tx to a counterpart UE together with D2D-grant information. Inthe case of adaptive retransmission, the data transmitting UE performslink adaptation by transmitting a D2D-grant to the counterpart UE incase of need. D2D-CSI reports are exchanged between the UEs.

6) PHR of D2D Link

In order to check whether a D2D communication UE has sufficient extrapower for D2D communication and perform link adaptation of D2Dcommunication (resource allocation, power control, determination of anMCS, etc.), a base station needs to check power headroom. To this end,the base station receives a report on the power headroom from the UE.

The UE calculates the power headroom for a D2D link, and reports thepower headroom to the base station. In subframe i of serving cell c,power headroom of the D2D link is calculated using Equations 37 below.In the case of type 1, the power headroom is calculated using a first ofEquations 37, and in the case of type 2, the power headroom iscalculated using a second of Equations 37.

$\begin{matrix}{{{{PH}_{{D\; 2D},c,{{type}\; 1}}(i)} = {{{\overset{\sim}{P}}_{{CMAX},c}(i)} - \{ {P_{{{O_{—}D\; 2D} - {PUSCH}},c} + {\alpha_{{D\; 2D},c} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}(i)}} \}}}\mspace{14mu}{{{PH}_{{D\; 2D},c,{{type}\; 2}}(i)} = {{{\overset{\sim}{P}}_{{CMAX},c}(i)} - {10{\log_{10}\begin{pmatrix}{10^{{({P_{{{O_{—}D\; 2D} - {PUSCH}},c} + {\alpha_{{D\; 2D},c} \cdot {PL}_{{D\; 2D},c}} + {f_{{D\; 2D},c}{(i)}}})}\text{/}10} +} \\{10^{{({P_{{O_{—}D\; 2D} - {PUCCH}} + {PL}_{{D\; 2D},c} + {g_{{D\; 2D},c}{(i)}}})}\text{/}10}\mspace{56mu}}\end{pmatrix}}}}}} & \lbrack {{Equations}\mspace{14mu} 37} \rbrack\end{matrix}$

In an initial state in which no TPC command for the D2D link is receivedfrom the base station, f_(D2D,c)(i)=0, and g_(D2D,c)(i)=0. When a TPCcommand for the D2D link is received from the base station, a value off_(D2D,c)(i) and a value of g_(D2D,c)(i) determined by the TPC commandare used.

A type 2 PHR is applied to a UE that is configured to be able tosimultaneously transmit a D2D-PUSCH and a D2D-PUCCH in the samesubframe. On the other hand, a type 1 PHR is applied to a UE thattransmits a D2D-PUSCH regardless of whether or not the UE is configuredto be able to simultaneously transmit a D2D-PUSCH and a D2D-PUCCH.

{tilde over (P)}_(CMAX,c)(i) is a maximum Tx power set in subframe i ofserving cell c by the UE.

α_(D2D,c) is a value set for the UE by the base station, and may be 1 ora positive value less than 1.

P₀ _(_) _(D2D-PUSCH, c) is calculated as the sum of P_(D2D) _(_) _(O)_(_) _(NOMINAL) _(_) _(PUSCH) and P_(D2D) _(_) _(O) _(_) _(UE) _(_)_(PUSCH) set by the base station.

P₀ _(_) _(D2D-PUCCH) is a value set for the UE by the base station.

PL_(D2D,c) is path loss of the D2D link estimated by the D2D UE.

7) Configuration of D2D-CSI Report

A UE may be configured to perform CSI reporting on allocated D2Dresources. CSI reporting on the D2D resources (simply referred to asD2D-CSI herein) is periodically performed. It is preferable for the D2DUE to transmit the D2D-CSI in a subframe in which data or controlinformation is transmitted. In general, a subframe in which Tx of aD2D-CSI report occurs may be presented using a Tx interval and an offsetpresented in units of subframes.

While the invention has been shown and described with reference tocertain exemplary embodiments thereof, it will be understood by thoseskilled in the art that various changes in form and details may be madetherein without departing from the spirit and scope of the invention asdefined by the appended claims.

The invention claimed is:
 1. A device-to-device (D2D) communicationmethod as an operation method of a first user equipment (UE) formeasuring and reporting channel state information (CSI) on D2Dcommunication in which the first UE and a second UE participate, the D2Dcommunication method comprising: at a request of a base station,measuring and reporting first CSI on a whole or a part of an entirecellular band to the base station; receiving D2D resource allocationinformation based on the first CSI from the base station; measuring andreporting second CSI on D2D resources based on the D2D resourceallocation information to the second UE; receiving a D2D grant from thesecond UE; and performing D2D data reception through the D2D resourcesaccording to a modulation and coding scheme (MCS) included in the D2Dgrant, wherein the MCS is determined by the second UE based on thesecond CSI.
 2. The D2D communication method of claim 1, wherein thefirst CSI is measured on the basis of a sounding reference signal (SRS)transmitted by the second UE, and reported to the base stationperiodically or at the request of the base station.
 3. The D2Dcommunication method of claim 1, wherein the second CSI is measured onthe basis of a demodulation reference signal (DM-RS) or a soundingreference signal (SRS) transmitted by the second UE.
 4. Adevice-to-device (D2D) communication method as an operation method of afirst user equipment (UE) for measuring and reporting channel stateinformation (CSI) on D2D communication in which the first UE and asecond UE participate, the D2D communication method comprising: at arequest of a base station, measuring and reporting first CSI on a wholeor a part of an entire cellular band to the base station; receiving D2Dresource allocation information based on the first CSI from the basestation; measuring and reporting second CSI on D2D resources based onthe D2D resource allocation information to the second UE; and performingdata reception through the D2D resources according to a modulation andcoding scheme (MCS) determined by the second UE based on the second CSI,wherein, when the D2D resources based on the D2D resource allocationinformation are divided into non-consecutive first and second regions,the second CSI includes a precoding matrix indicator (PMI) to be appliedto the first region and the second region in common.
 5. Adevice-to-device (D2D) communication method as an operation method of afirst user equipment (UE) for measuring and reporting channel stateinformation (CSI) on D2D communication in which the first UE and asecond UE participate, the D2D communication method comprising: at arequest of a base station, measuring and reporting first CSI on a wholeor a part of an entire cellular band to the base station; receiving D2Dresource allocation information based on the first CSI from the basestation; measuring and reporting second CSI on D2D resources based onthe D2D resource allocation information to the second UE; and performingdata reception through the D2D resources according to a modulation andcoding scheme (MCS) determined by the second UE based on the second CSI,wherein, when the D2D resources based on the D2D resource allocationinformation are divided into non-consecutive first and second regions,the second CSI includes a precoding matrix indicator (PMI) of the firstregion and a PMI of the second region.